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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WX
7951
CALL
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$23K ﹤0.01%
+600
New +$18.9K
CYNI
7952
DELISTED
CYAN INC COM
CYNI
$23K ﹤0.01%
4,356
-925
-18% -$5.52K
SUSQ
7953
PUT
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$23K ﹤0.01%
1,800
-8,200
-82% -$102K
ACFN
7954
CALL
DELISTED
Acorn Energy Inc
ACFN
$23K ﹤0.01%
5,700
+3,000
+111% +$11.2K
NCFT
7955
DELISTED
NORCRAFT COS INC COM STK (DE)
NCFT
$23K ﹤0.01%
+1,171
New +$20.8K
SAPE
7956
CALL
DELISTED
SAPIENT CORP
SAPE
$23K ﹤0.01%
+1,300
New +$20.7K
FRNK
7957
DELISTED
FRANKLIN FINL CORP VA COM STK (VA)
FRNK
$23K ﹤0.01%
+1,150
New +$22.3K
FST
7958
CALL
DELISTED
FOREST OIL CORPORATION
FST
$23K ﹤0.01%
6,500
-5,400
-45% -$24.5K
THI
7959
CALL
DELISTED
TIM HORTONS INC COM, CANADA
THI
$23K ﹤0.01%
400
+200
+100% +$11.8K
FEFN
7960
DELISTED
ISHARES MSCI FAR EAST FINANCIALS ETF
FEFN
$23K ﹤0.01%
739
-135
-15% -$4.1K
COBR
7961
DELISTED
COBRA ELECTRONICS CORP
COBR
$23K ﹤0.01%
7,696
+1,591
+26% +$4.51K
PATH
7962
PUT
DELISTED
NUPATHE INC COM STK
PATH
$23K ﹤0.01%
+6,900
New +$15.4K
INOC
7963
DELISTED
INNOTRAC CORP
INOC
$23K ﹤0.01%
+2,873
New +$20.7K
SOQ
7964
DELISTED
SONDE RESOURCES CORP COM NEW (CAD)
SOQ
$23K ﹤0.01%
26,818
+15,281
+132% +$14.3K
INXBU
7965
DELISTED
INFINITY CROSS BORDER ACQUISTION CORP UIT (VGB)
INXBU
$23K ﹤0.01%
2,700
– –
FXSG
7966
DELISTED
Invesco CurrencyShares Singapore Dollar Trust
FXSG
$23K ﹤0.01%
287
-92
-24% -$7.33K
IMUC
7967
PUT
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$23K ﹤0.01%
625
-330
-35% -$31.3K
AIRM
7968
CALL
DELISTED
Air Methods Corp
AIRM
$23K ﹤0.01%
400
-500
-56% -$24.9K
SPGH
7969
DELISTED
UBS E-TRACS S&P 500 GOLD HEDGED ETN
SPGH
$23K ﹤0.01%
470
– –
DPU
7970
DELISTED
DEUTSCHE BK AG LONDON BRH DB COMMODITY LONG ETN
DPU
$23K ﹤0.01%
2,011
+153
+8% +$1.86K
AV
7971
DELISTED
Aviva Plc
AV
$23K ﹤0.01%
1,488
-4,463
-75% -$62.8K
ALCO icon
7972
Alico
ALCO
$280M
$22K ﹤0.01%
557
+211
+61% +$8.22K
ALOT icon
7973
AstroNova
ALOT
$223M
$22K ﹤0.01%
+1,595
New +$20.4K
AMRC icon
7974
CALL
Ameresco
AMRC
$980M
$22K ﹤0.01%
+2,300
New +$22K
APD icon
7975
CALL
Air Products & Chemicals
APD
$65.5B
$22K ﹤0.01%
216
-12,107
-98% -$1.22M
317 318
319
320 321

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.