We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDSI
7901
PUT
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$24K ﹤0.01%
4,000
+3,000
+300% +$15.5K
FXCH
7902
DELISTED
Invesco CurrencyShares Chinese Renminbi Trust
FXCH
$24K ﹤0.01%
300
+297
+9,900% +$24.2K
YZC
7903
PUT
DELISTED
Yanzhou Coal Mining
YZC
$24K ﹤0.01%
2,600
+100
+4% +$997
UXJ
7904
DELISTED
PROSHARES TR PROSHARES ULTRA MSCI PACIFIC EX-JAPAN
UXJ
$24K ﹤0.01%
609
+246
+68% +$9.82K
CAS
7905
DELISTED
A M Castle & Co
CAS
$24K ﹤0.01%
1,586
-2,896
-65% -$42.1K
GNK
7906
CALL
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
$24K ﹤0.01%
9,700
+3,500
+56% +$9.34K
AER icon
7907
PUT
AerCap
AER
$23.4B
$23K ﹤0.01%
+600
New +$14.1K
BHE icon
7908
PUT
Benchmark Electronics
BHE
$2.66B
$23K ﹤0.01%
1,000
-2,700
-73% -$61.3K
CHMG icon
7909
Chemung Financial Corp
CHMG
$394M
$23K ﹤0.01%
684
-966
-59% -$32.2K
CUK
7910
DELISTED
Carnival PLC
CUK
$23K ﹤0.01%
545
+207
+61% +$7.45K
DDM icon
7911
PUT
ProShares Ultra Dow30
DDM
$524M
$23K ﹤0.01%
2,400
-8,400
-78% -$72.6K
EFC
7912
PUT
Ellington Financial
EFC
$1.69B
$23K ﹤0.01%
+1,000
New +$23.1K
FGM icon
7913
First Trust Germany AlphaDEX Fund
FGM
$96.8M
$23K ﹤0.01%
538
– –
FTEK icon
7914
CALL
Fuel Tech
FTEK
$43M
$23K ﹤0.01%
+3,300
New +$20.1K
GABC icon
7915
German American Bancorp
GABC
$1.93B
$23K ﹤0.01%
1,202
-453
-27% -$8.18K
GGG icon
7916
CALL
Graco
GGG
$13.2B
$23K ﹤0.01%
900
-600
-40% -$15.3K
GRF
7917
Eagle Capital Growth Fund
GRF
$41.3M
$23K ﹤0.01%
2,842
+2,678
+1,633% +$22.2K
GURE
7918
Gulf Resources
GURE
$4.88M
$23K ﹤0.01%
199
+107
+116% +$12.3K
HRL icon
7919
PUT
Hormel Foods
HRL
$14.2B
$23K ﹤0.01%
+1,000
New +$21.9K
MGNX icon
7920
MacroGenics
MGNX
$233M
$23K ﹤0.01%
+863
New +$22.6K
MOFG
7921
DELISTED
MidWestOne Financial Group
MOFG
$23K ﹤0.01%
+828
New +$21.8K
NBHC icon
7922
National Bank Holdings
NBHC
$1.9B
$23K ﹤0.01%
1,087
+716
+193% +$14.9K
ADAM
7923
PUT
Adamas Trust
ADAM
$777M
$23K ﹤0.01%
+825
New +$22.1K
OVLY icon
7924
Oak Valley Bancorp
OVLY
$284M
$23K ﹤0.01%
2,794
+1,967
+238% +$15.9K
PSMT icon
7925
CALL
Pricesmart
PSMT
$5.94B
$23K ﹤0.01%
200
-400
-67% -$45K
315 316
317
318 319

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.