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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESIO
7851
PUT
DELISTED
Electro Scientific Industries
ESIO
$23K ﹤0.01%
2,000
– –
MMV
7852
DELISTED
Eaton Vance Massachusetts Municipal Income Trust
MMV
$23K ﹤0.01%
+1,768
New +$22.3K
HQCL
7853
PUT
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$23K ﹤0.01%
510
-600
-54% -$19.8K
HDNG
7854
DELISTED
Hardinge Inc
HDNG
$23K ﹤0.01%
1,496
+710
+90% +$11K
GIMO
7855
CALL
DELISTED
Gigamon Inc.
GIMO
$23K ﹤0.01%
+600
New +$20.8K
UAM
7856
DELISTED
Universal American Corp
UAM
$23K ﹤0.01%
2,976
-2,487
-46% -$21.8K
MEET
7857
DELISTED
The Meet Group, Inc. Common Stock
MEET
$23K ﹤0.01%
12,625
-3,030
-19% -$5.31K
AXLL
7858
PUT
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$23K ﹤0.01%
600
-3,600
-86% -$150K
TC
7859
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$23K ﹤0.01%
+6,500
New +$21.8K
FXEN
7860
CALL
DELISTED
FX ENERGY INC
FXEN
$23K ﹤0.01%
6,700
-16,300
-71% -$55.3K
INFA
7861
CALL
DELISTED
INFORMATICA CORP
INFA
$23K ﹤0.01%
600
-500
-45% -$19K
MDW
7862
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$23K ﹤0.01%
+24,038
New +$24.7K
LATM
7863
DELISTED
MARKET VECTOR LATIN AMERICA SMALL CAP ETF
LATM
$23K ﹤0.01%
+1,152
New +$22.9K
BXUC
7864
DELISTED
BARCLAYS LONG C LEVERAGED S&P 500 TR ETN
BXUC
$23K ﹤0.01%
102
-95
-48% -$21.4K
GIVN
7865
CALL
DELISTED
GIVEN IMAGING LTD
GIVN
$23K ﹤0.01%
1,200
-3,200
-73% -$53.8K
EDG
7866
DELISTED
EDGEN GROUP INC CLASS A COM STK
EDG
$23K ﹤0.01%
3,000
+2,052
+216% +$15.7K
EMMSP
7867
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$23K ﹤0.01%
1,601
– –
INXBU
7868
DELISTED
INFINITY CROSS BORDER ACQUISTION CORP UIT (VGB)
INXBU
$23K ﹤0.01%
2,700
+300
+13% +$2.56K
PSTB
7869
DELISTED
Park Sterling Corp.
PSTB
$23K ﹤0.01%
3,511
-5,237
-60% -$32.6K
UGLD
7870
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$23K ﹤0.01%
128
+61
+91% +$11.2K
SZO
7871
DELISTED
DB Crude Oil Short Exchange Traded Notes due June 1, 2038
SZO
$23K ﹤0.01%
610
-847
-58% -$31.6K
MEMP
7872
CALL
DELISTED
Memorial Production Partners LP Common Units
MEMP
$23K ﹤0.01%
1,100
+400
+57% +$8.14K
AMTG
7873
PUT
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$23K ﹤0.01%
1,600
-2,500
-61% -$38.7K
SPGH
7874
DELISTED
UBS E-TRACS S&P 500 GOLD HEDGED ETN
SPGH
$23K ﹤0.01%
470
-28
-6% -$1.34K
LNCO
7875
CALL
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$23K ﹤0.01%
+800
New +$23.2K
313 314
315
316 317

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.