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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGLS
7801
CALL
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$26K ﹤0.01%
500
+100
+25% +$5.1K
WHZ
7802
PUT
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
$26K ﹤0.01%
2,000
+800
+67% +$10.6K
CYBX
7803
PUT
DELISTED
CYBERONICS INC
CYBX
$26K ﹤0.01%
400
-1,600
-80% -$97K
ALLB
7804
DELISTED
Alliance Bancorp Inc PA
ALLB
$26K ﹤0.01%
1,741
+337
+24% +$5.05K
PLL
7805
CALL
DELISTED
PALL CORP
PLL
$26K ﹤0.01%
+300
New +$24.4K
ANN
7806
CALL
DELISTED
ANN INC
ANN
$26K ﹤0.01%
700
– –
ANN
7807
PUT
DELISTED
ANN INC
ANN
$26K ﹤0.01%
700
-300
-30% -$10.6K
HVB
7808
DELISTED
HUDSON VY HLDG CORP
HVB
$26K ﹤0.01%
1,283
-225
-15% -$4.35K
RGP
7809
CALL
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$26K ﹤0.01%
1,000
-50,500
-98% -$1.29M
RSH
7810
DELISTED
RADIOSHACK CORP
RSH
$26K ﹤0.01%
9,927
+3,827
+63% +$11.1K
ISS
7811
CALL
DELISTED
ISOFTSTONE HLDGS LTD ADS EACH REPSTG 10 ORD SHS (CYM)
ISS
$26K ﹤0.01%
+5,100
New +$25.7K
BCSB
7812
DELISTED
BCSB BANCORP INC COM STK
BCSB
$26K ﹤0.01%
1,008
+622
+161% +$15.8K
TDH
7813
DELISTED
DEUTSCHE X-TRACKERS 2020 TARGET DATE ETF
TDH
$26K ﹤0.01%
936
-747
-44% -$19.3K
EIA
7814
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$26K ﹤0.01%
2,433
+2,298
+1,702% +$24.9K
CIT
7815
CALL
DELISTED
CIT Group Inc.
CIT
$26K ﹤0.01%
500
– –
ANGL icon
7816
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$25K ﹤0.01%
+914
New +$24.5K
ASEA icon
7817
Global X FTSE Southeast Asia ETF
ASEA
$98.6M
$25K ﹤0.01%
1,619
-153,623
-99% -$2.54M
ASHR icon
7818
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.53B
$25K ﹤0.01%
+1,000
New +$25K
EPM icon
7819
PUT
Evolution Petroleum
EPM
$133M
$25K ﹤0.01%
2,000
– –
GDOT icon
7820
CALL
Green Dot
GDOT
$750M
$25K ﹤0.01%
1,000
+800
+400% +$18.6K
HP icon
7821
CALL
Helmerich & Payne
HP
$3.34B
$25K ﹤0.01%
300
-500
-63% -$38.9K
HP icon
7822
PUT
Helmerich & Payne
HP
$3.34B
$25K ﹤0.01%
300
-100
-25% -$7.78K
INTG icon
7823
InterGroup Corp
INTG
$60.5M
$25K ﹤0.01%
1,341
+700
+109% +$13.6K
MGF
7824
Aberdeen Government Markets Income Fund
MGF
$90.9M
$25K ﹤0.01%
4,310
-12,037
-74% -$68.2K
MIND icon
7825
MIND Technology
MIND
$43.4M
$25K ﹤0.01%
137
+125
+1,042% +$20.5K
311 312
313
314 315

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.