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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDUS
7776
PUT
DELISTED
Radius Recycling
RDUS
$26K ﹤0.01%
800
+700
+700% +$20.9K
SHEN icon
7777
CALL
Shenandoah Telecom
SHEN
$678M
$26K ﹤0.01%
+2,000
New +$25.2K
SPXU icon
7778
PUT
ProShares UltraPro Short S&P 500
SPXU
$435M
$26K ﹤0.01%
1
– –
TDS icon
7779
CALL
Telephone and Data Systems
TDS
$3.87B
$26K ﹤0.01%
1,000
-2,000
-67% -$56.6K
TYO icon
7780
PUT
Direxion Daily 7-10 Year Treasury Bear 3X ETF
TYO
$12.4M
$26K ﹤0.01%
1,000
– –
TEN
7781
Tsakos Energy Navigation Ltd
TEN
$1.19B
$26K ﹤0.01%
872
-1,636
-65% -$42.6K
CCEC
7782
PUT
Capital Clean Energy Carriers
CCEC
$1.37B
$26K ﹤0.01%
+357
New +$22.9K
TPC
7783
CALL
Tutor Perini Cor
TPC
$4.03B
$26K ﹤0.01%
1,000
+400
+67% +$9.4K
ICPT
7784
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$26K ﹤0.01%
388
+190
+96% +$11K
TGA
7785
PUT
DELISTED
Transglobe Energy Corp
TGA
$26K ﹤0.01%
+3,100
New +$27.4K
NP
7786
CALL
DELISTED
Neenah, Inc. Common Stock
NP
$26K ﹤0.01%
+600
New +$24.6K
ECOL
7787
CALL
DELISTED
US Ecology, Inc.
ECOL
$26K ﹤0.01%
700
+400
+133% +$13.8K
LOGM
7788
DELISTED
LogMein, Inc.
LOGM
$26K ﹤0.01%
765
-2,415
-76% -$77.2K
LM
7789
PUT
DELISTED
Legg Mason, Inc.
LM
$26K ﹤0.01%
600
-1,200
-67% -$46.6K
CSFL
7790
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$26K ﹤0.01%
+2,563
New +$26.2K
VSI
7791
PUT
DELISTED
Vitamin Shoppe Inc.
VSI
$26K ﹤0.01%
+500
New +$24.7K
NAVB
7792
CALL
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$26K ﹤0.01%
635
+560
+747% +$21.9K
WELL.PRI
7793
DELISTED
Welltower Inc.
WELL.PRI
$26K ﹤0.01%
503
+281
+127% +$15.7K
HQCL
7794
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$26K ﹤0.01%
923
+240
+35% +$9.65K
MIW
7795
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$26K ﹤0.01%
2,211
-474
-18% -$5.49K
BLJ
7796
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
$26K ﹤0.01%
1,962
-425
-18% -$5.64K
FNBC
7797
DELISTED
First NBC Bank Holding Company
FNBC
$26K ﹤0.01%
798
-591
-43% -$16.4K
NMBL
7798
DELISTED
Nimble Storage, Inc.
NMBL
$26K ﹤0.01%
+569
New +$21.6K
YDKN
7799
DELISTED
Yadkin Financial Corporation
YDKN
$26K ﹤0.01%
1,500
-360
-19% -$6.1K
LPSB
7800
DELISTED
LAPORTE BANCORP INC MD COM STK
LPSB
$26K ﹤0.01%
2,304
+922
+67% +$9.88K
310 311
312
313 314

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.