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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCP
7751
PUT
DELISTED
PRECISION CASTPARTS CORP
PCP
$27K ﹤0.01%
100
-100
-50% -$25.2K
PGI
7752
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$27K ﹤0.01%
2,333
+257
+12% +$2.53K
ONCY
7753
CALL
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$27K ﹤0.01%
17,700
+2,900
+20% +$6.54K
SLXP
7754
PUT
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$27K ﹤0.01%
300
-500
-63% -$39.9K
XRTX
7755
PUT
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
$27K ﹤0.01%
+2,000
New +$21.4K
CADX
7756
CALL
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
$27K ﹤0.01%
3,000
+1,100
+58% +$7.94K
APAGF
7757
DELISTED
APCO OIL AND GAS INTERNATIONAL INC
APAGF
$27K ﹤0.01%
1,776
+1,223
+221% +$18.6K
COV
7758
PUT
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$27K ﹤0.01%
400
+200
+100% +$13K
BAS
7759
CALL
DELISTED
Basis Energy Services, Inc.
BAS
$27K ﹤0.01%
3
-8
-73% -$66.3K
BONO
7760
DELISTED
MARKET VECTORS LATAM AGGREGATE BD ETF (DE)
BONO
$27K ﹤0.01%
1,160
-141
-11% -$3.35K
ACHV icon
7761
Achieve Life Sciences
ACHV
$647M
$26K ﹤0.01%
+1
New +$17.5K
CIF
7762
DELISTED
MFS Intermediate High Income Fund
CIF
$26K ﹤0.01%
8,937
-5,593
-38% -$15.8K
CPF icon
7763
Central Pacific Financial
CPF
$1.02B
$26K ﹤0.01%
+1,291
New +$24.3K
EPI icon
7764
CALL
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$26K ﹤0.01%
1,500
-18,900
-93% -$314K
FCAP icon
7765
First Capital
FCAP
$211M
$26K ﹤0.01%
1,229
+611
+99% +$12.7K
FIX icon
7766
Comfort Systems
FIX
$59.8B
$26K ﹤0.01%
1,365
-3,480
-72% -$65.8K
FRST icon
7767
Primis Financial Corp
FRST
$396M
$26K ﹤0.01%
2,554
-752
-23% -$7.39K
KEY icon
7768
CALL
KeyCorp
KEY
$24.2B
$26K ﹤0.01%
1,900
-17,600
-90% -$223K
KMT icon
7769
CALL
Kennametal
KMT
$2.54B
$26K ﹤0.01%
+500
New +$23.7K
LAMR icon
7770
PUT
Lamar Advertising Co
LAMR
$16.3B
$26K ﹤0.01%
500
-500
-50% -$24.4K
MED icon
7771
CALL
Medifast
MED
$110M
$26K ﹤0.01%
1,000
+300
+43% +$7.69K
MODV
7772
CALL
DELISTED
ModivCare
MODV
$26K ﹤0.01%
1,000
+600
+150% +$16.6K
NAT icon
7773
PUT
Nordic American Tanker
NAT
$1.41B
$26K ﹤0.01%
2,760
-2,964
-52% -$24.5K
NXG
7774
NXG NextGen Infrastructure Income Fund
NXG
$318M
$26K ﹤0.01%
259
-20
-7% -$1.91K
RDUS
7775
CALL
DELISTED
Radius Recycling
RDUS
$26K ﹤0.01%
800
-500
-38% -$14.9K
309 310
311
312 313

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.