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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
751
Sempra
SRE
$60.8B
$18.4M 0.02%
430,984
+118,354
+38% +$5.03M
BSCG
752
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$18.4M 0.02%
828,615
+168,848
+26% +$3.74M
JAZZ icon
753
Jazz Pharmaceuticals
JAZZ
$15.9B
$18.4M 0.02%
200,106
+94,342
+89% +$7.61M
IYH icon
754
iShares US Healthcare ETF
IYH
$3.11B
$18.4M 0.02%
858,720
+74,840
+10% +$1.59M
EVT icon
755
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$18.2M 0.02%
1,010,972
+20,640
+2% +$378K
GWW icon
756
W.W. Grainger
GWW
$65.3B
$18.2M 0.02%
69,538
+7,028
+11% +$1.83M
BKNG icon
757
PUT
Booking.com
BKNG
$138B
$18.2M 0.02%
450,000
-250,000
-36% -$9.35M
WMT icon
758
PUT
Walmart Inc
WMT
$871B
$18.2M 0.02%
738,000
-108,000
-13% -$2.72M
PNR icon
759
Pentair
PNR
$10.2B
$18.2M 0.02%
416,289
+110,623
+36% +$4.61M
PIE icon
760
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$18.1M 0.02%
1,004,283
+140,295
+16% +$2.54M
EPI icon
761
WisdomTree India Earnings Fund ETF
EPI
$2.02B
$18.1M 0.02%
1,184,340
+738,898
+166% +$11.4M
CCEC
762
Capital Clean Energy Carriers
CCEC
$1.4B
$18.1M 0.02%
287,745
+22,593
+9% +$1.46M
CIE
763
DELISTED
Cobalt International Energy, Inc
CIE
$18M 0.02%
48,244
+15,173
+46% +$6.14M
ELV icon
764
Elevance Health
ELV
$81.9B
$17.9M 0.02%
214,494
+6,679
+3% +$572K
FYX icon
765
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$17.9M 0.02%
407,579
+59,281
+17% +$2.51M
KSU
766
DELISTED
Kansas City Southern
KSU
$17.8M 0.02%
162,909
+61,136
+60% +$6.72M
PSX icon
767
CALL
Phillips 66
PSX
$82.9B
$17.8M 0.02%
308,000
+222,000
+258% +$12.9M
NSH
768
DELISTED
NuStar GP Holdings LLC
NSH
$17.8M 0.02%
792,983
+265,275
+50% +$6.39M
DINO icon
769
HF Sinclair
DINO
$15.9B
$17.8M 0.02%
422,364
+55,138
+15% +$2.4M
X
770
DELISTED
US Steel
X
$17.8M 0.02%
863,632
-44,429
-5% -$837K
RTX icon
771
CALL
RTX Corp
RTX
$287B
$17.8M 0.02%
261,708
+14,301
+6% +$936K
ETY icon
772
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$17.7M 0.02%
1,758,974
+28,818
+2% +$300K
NTAP icon
773
NetApp
NTAP
$32.9B
$17.7M 0.02%
415,924
-196,243
-32% -$8.16M
TRGP icon
774
Targa Resources
TRGP
$60.4B
$17.6M 0.02%
241,923
+8,624
+4% +$596K
VGI
775
Virtus Global Multi-Sector Income Fund
VGI
$81.2M
$17.6M 0.02%
1,037,920
+127,918
+14% +$2.18M
29 30
31
32 33

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.