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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMO
7626
PUT
DELISTED
Capstead Mortgage Corp.
CMO
$30K ﹤0.01%
2,500
+100
+4% +$1.19K
BSE
7627
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$30K ﹤0.01%
2,501
-13,536
-84% -$163K
OREX
7628
PUT
DELISTED
Orexigen Therapeutics, Inc.
OREX
$30K ﹤0.01%
530
+500
+1,667% +$28.1K
RSOL
7629
CALL
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$30K ﹤0.01%
10,000
+9,600
+2,400% +$28.3K
DWSN
7630
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
$30K ﹤0.01%
910
-123
-12% -$3.84K
GKNT
7631
DELISTED
GEEKNET INC COM NEW
GKNT
$30K ﹤0.01%
1,658
+1,636
+7,436% +$30.4K
DDS icon
7632
PUT
Dillards
DDS
$9.41B
$29K ﹤0.01%
+300
New +$26K
DKS icon
7633
PUT
Dick's Sporting Goods
DKS
$17.9B
$29K ﹤0.01%
500
-5,200
-91% -$284K
ENTG icon
7634
CALL
Entegris
ENTG
$17.8B
$29K ﹤0.01%
2,500
– –
HST icon
7635
PUT
Host Hotels & Resorts
HST
$17.2B
$29K ﹤0.01%
1,500
+1,000
+200% +$18.5K
HYEM icon
7636
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$29K ﹤0.01%
1,162
+224
+24% +$5.67K
ITRN icon
7637
Ituran Location and Control
ITRN
$1.1B
$29K ﹤0.01%
1,335
+935
+234% +$18.1K
KRO icon
7638
CALL
KRONOS Worldwide
KRO
$717M
$29K ﹤0.01%
1,500
+1,100
+275% +$17.4K
MUSA icon
7639
CALL
Murphy USA
MUSA
$11.4B
$29K ﹤0.01%
+700
New +$29.7K
NDLS icon
7640
CALL
Noodles & Co
NDLS
$105M
$29K ﹤0.01%
100
-638
-86% -$212K
NFG icon
7641
PUT
National Fuel Gas
NFG
$7.84B
$29K ﹤0.01%
400
+200
+100% +$13.9K
PBPB
7642
CALL
DELISTED
Potbelly
PBPB
$29K ﹤0.01%
+1,200
New +$32.8K
SAND
7643
PUT
DELISTED
Sandstorm Gold
SAND
$29K ﹤0.01%
6,900
-15,000
-68% -$71.8K
SBFG icon
7644
SB Financial Group
SBFG
$166M
$29K ﹤0.01%
+3,889
New +$29.6K
SKX
7645
DELISTED
Skechers
SKX
$29K ﹤0.01%
2,607
-12,780
-83% -$133K
TG icon
7646
PUT
Tredegar Corp
TG
$262M
$29K ﹤0.01%
1,000
-800
-44% -$21.4K
UBFO
7647
DELISTED
United Security Bancshares
UBFO
$29K ﹤0.01%
6,843
-3,829
-36% -$15.9K
VLGEA icon
7648
Village Super Market
VLGEA
$651M
$29K ﹤0.01%
947
+388
+69% +$13.4K
JCTC
7649
Jewett-Cameron Trading
JCTC
$9.86M
$29K ﹤0.01%
+5,524
New +$29.2K
QVCGB
7650
DELISTED
QVC Group, Inc. Series B Common Stock
QVCGB
$29K ﹤0.01%
24
-93
-79% -$104K
304 305
306
307 308

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.