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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRGA
7526
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$32K ﹤0.01%
297
-242
-45% -$23.5K
SYKE
7527
DELISTED
SYKES Enterprises Inc
SYKE
$32K ﹤0.01%
1,499
-4,660
-76% -$93.5K
HWCC
7528
DELISTED
Houston Wire & Cable Company
HWCC
$32K ﹤0.01%
2,363
+1,262
+115% +$17K
IPHI
7529
PUT
DELISTED
INPHI CORPORATION
IPHI
$32K ﹤0.01%
2,500
-22,900
-90% -$293K
MLNX
7530
PUT
DELISTED
Mellanox Technologies, Ltd.
MLNX
$32K ﹤0.01%
800
-2,300
-74% -$87.7K
DPK
7531
DELISTED
Direxion Daily Developed Markets Bear 3x Shares
DPK
$32K ﹤0.01%
+979
New +$36.3K
GHDX
7532
PUT
DELISTED
Genomic Health, Inc.
GHDX
$32K ﹤0.01%
+1,100
New +$34.9K
MIDZ
7533
DELISTED
Direxion Daily Mid Cap Bear 3X Shares
MIDZ
$32K ﹤0.01%
+87
New +$36.4K
WBMD
7534
CALL
DELISTED
WebMD Health Corp.
WBMD
$32K ﹤0.01%
800
-1,800
-69% -$64.9K
MACK
7535
PUT
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$32K ﹤0.01%
763
+699
+1,092% +$20.3K
IFT
7536
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
$32K ﹤0.01%
4,864
+864
+22% +$5.39K
AEC
7537
PUT
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$32K ﹤0.01%
2,000
+100
+5% +$1.54K
URZ
7538
CALL
DELISTED
URANERZ ENERGY CORP
URZ
$32K ﹤0.01%
+24,900
New +$25.1K
ITMN
7539
CALL
DELISTED
INTERMUNE INC
ITMN
$32K ﹤0.01%
2,200
-400
-15% -$5.53K
SGK
7540
DELISTED
SCHAWK INC CL-A
SGK
$32K ﹤0.01%
2,148
+200
+10% +$3.06K
ZLC
7541
PUT
DELISTED
ZALE CORPORATION
ZLC
$32K ﹤0.01%
2,000
+200
+11% +$3.03K
PEI
7542
CALL
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$32K ﹤0.01%
113
-167
-60% -$45.7K
KROO
7543
DELISTED
IQ Australia Small Cap ETF
KROO
$32K ﹤0.01%
1,776
+730
+70% +$14K
PWO
7544
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
$32K ﹤0.01%
460
– –
PFA
7545
DELISTED
POWERSHARES GLB EXCH TRD FD DYNAMIC DEVEL INTL OPPORT PORT
PFA
$32K ﹤0.01%
1,600
-1,058
-40% -$21.2K
ANGI icon
7546
Angi Inc
ANGI
$229M
$31K ﹤0.01%
205
-1,511
-88% -$216K
BTE icon
7547
PUT
Baytex Energy
BTE
$3.04B
$31K ﹤0.01%
800
-1,500
-65% -$60.3K
DAR icon
7548
PUT
Darling Ingredients
DAR
$9.69B
$31K ﹤0.01%
+1,500
New +$32.1K
DGICA icon
7549
Donegal Group Class A
DGICA
$732M
$31K ﹤0.01%
2,003
+1,410
+238% +$22.3K
FICO icon
7550
PUT
Fair Isaac
FICO
$24.6B
$31K ﹤0.01%
+500
New +$28.9K
300 301
302
303 304

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.