We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDI
7526
DELISTED
FORT DEARBORN INCOME SECS
FDI
$30K ﹤0.01%
2,098
+501
+31% +$7.01K
FSL
7527
CALL
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
$30K ﹤0.01%
+1,800
New +$27.7K
PAL
7528
CALL
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$30K ﹤0.01%
31,000
+8,000
+35% +$8.58K
ITLY
7529
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB ITALIAN TREAS
ITLY
$30K ﹤0.01%
1,241
+3
+0.2% +$73
OXF
7530
DELISTED
OXFORD RESOURCES PARTNERS,LP COM UNIT RPSTG LTD PARTNER INT
OXF
$30K ﹤0.01%
15,678
+2,678
+21% +$6K
SEMG.WS
7531
DELISTED
SEMGROUP CORP WT EXP 11/30/2014
SEMG.WS
$30K ﹤0.01%
911
+79
+9% +$2.48K
OPAY
7532
DELISTED
OFFICIAL PAYMENTS HLDGS INC
OPAY
$30K ﹤0.01%
+3,605
New +$27.9K
HDY
7533
PUT
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$30K ﹤0.01%
6,900
+4,537
+192% +$20K
FXSG
7534
DELISTED
Invesco CurrencyShares Singapore Dollar Trust
FXSG
$30K ﹤0.01%
379
+6
+2% +$473
AFAM
7535
DELISTED
Almost Family Inc
AFAM
$30K ﹤0.01%
1,562
+1,279
+452% +$24.6K
LLEN
7536
PUT
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
$30K ﹤0.01%
23,500
-49,400
-68% -$134K
AZZ icon
7537
CALL
AZZ Inc
AZZ
$4.35B
$29K ﹤0.01%
700
+400
+133% +$15.4K
BAH icon
7538
Booz Allen Hamilton
BAH
$8.39B
$29K ﹤0.01%
1,496
+231
+18% +$4.52K
BGFV
7539
CALL
DELISTED
Big 5 Sporting Goods
BGFV
$29K ﹤0.01%
1,800
-200
-10% -$3.92K
DNN icon
7540
PUT
Denison Mines
DNN
$2.54B
$29K ﹤0.01%
26,800
+10,900
+69% +$13.1K
NG icon
7541
CALL
NovaGold Resources
NG
$2.56B
$29K ﹤0.01%
12,500
– –
ADAM
7542
CALL
Adamas Trust
ADAM
$815M
$29K ﹤0.01%
+1,175
New +$29.6K
PIPR icon
7543
Piper Sandler
PIPR
$5.12B
$29K ﹤0.01%
3,372
-1,540
-31% -$13K
SF
7544
CALL
Stifel
SF
$12.6B
$29K ﹤0.01%
+1,575
New +$27.5K
SJB icon
7545
ProShares Short High Yield
SJB
$51.8M
$29K ﹤0.01%
+943
New +$29.1K
TRGP icon
7546
CALL
Targa Resources
TRGP
$58B
$29K ﹤0.01%
400
+200
+100% +$13.8K
TWIN icon
7547
Twin Disc
TWIN
$329M
$29K ﹤0.01%
+1,101
New +$28K
VTHR icon
7548
Vanguard Russell 3000 ETF
VTHR
$4.67B
$29K ﹤0.01%
373
+4
+1% +$311
FRTX
7549
PUT
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$29K ﹤0.01%
7
– –
LBJ
7550
DELISTED
Direxion Daily Latin America Bull 2X Shares
LBJ
$29K ﹤0.01%
+15
New +$25.7K
300 301
302
303 304

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.