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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXMC
7501
DELISTED
POWERSHARES FUNDAMENTAL PURE MID CORE PORTFOLIO
PXMC
$33K ﹤0.01%
942
-153
-14% -$5.22K
RSOL
7502
PUT
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$33K ﹤0.01%
+10,900
New +$32.1K
AGQ icon
7503
PUT
ProShares Ultra Silver
AGQ
$1.2B
$32K ﹤0.01%
500
-600
-55% -$44K
ALNY icon
7504
CALL
Alnylam Pharmaceuticals
ALNY
$27.5B
$32K ﹤0.01%
500
-23,600
-98% -$1.41M
AMSC icon
7505
PUT
American Superconductor
AMSC
$1.43B
$32K ﹤0.01%
1,980
-1,310
-40% -$24.4K
BGC icon
7506
PUT
BGC Group
BGC
$5.6B
$32K ﹤0.01%
8,242
-13,995
-63% -$50.9K
BKE icon
7507
PUT
Buckle
BKE
$2.27B
$32K ﹤0.01%
614
-5,838
-90% -$289K
CPA icon
7508
PUT
Copa Holdings
CPA
$5.8B
$32K ﹤0.01%
200
+100
+100% +$15.1K
ESBA icon
7509
Empire State Realty Series ES
ESBA
$1.57B
$32K ﹤0.01%
+2,313
New +$36.7K
EWC icon
7510
CALL
iShares MSCI Canada ETF
EWC
$6.17B
$32K ﹤0.01%
1,100
-3,600
-77% -$104K
FLIC
7511
DELISTED
First of Long Island Corp
FLIC
$32K ﹤0.01%
+1,654
New +$29.8K
GEL icon
7512
PUT
Genesis Energy
GEL
$1.87B
$32K ﹤0.01%
600
-300
-33% -$15.2K
LCTX icon
7513
CALL
Lineage Cell Therapeutics
LCTX
$277M
$32K ﹤0.01%
11,027
+9,045
+456% +$27.3K
LEA icon
7514
CALL
Lear
LEA
$7.33B
$32K ﹤0.01%
400
-300
-43% -$23.5K
MAG
7515
DELISTED
MAG Silver
MAG
$32K ﹤0.01%
6,237
+3,173
+104% +$17.1K
MD icon
7516
CALL
Pediatrix Medical
MD
$2.17B
$32K ﹤0.01%
+600
New +$32.2K
PIPR icon
7517
Piper Sandler
PIPR
$5.15B
$32K ﹤0.01%
3,240
-132
-4% -$1.2K
SCSC icon
7518
Scansource
SCSC
$1.15B
$32K ﹤0.01%
759
-4,454
-85% -$176K
SHOE
7519
Shoe Station Group
SHOE
$420M
$32K ﹤0.01%
2,190
+1,880
+606% +$25.5K
SRI icon
7520
CALL
Stoneridge
SRI
$200M
$32K ﹤0.01%
+2,500
New +$31K
UUP icon
7521
PUT
Invesco DB US Dollar Index Bullish Fund
UUP
$419M
$32K ﹤0.01%
1,500
-9,700
-87% -$210K
WSBF icon
7522
Waterstone Financial
WSBF
$370M
$32K ﹤0.01%
3,133
-2,997
-49% -$29.8K
BKCC
7523
CALL
DELISTED
BlackRock Capital Investment Corporation
BKCC
$32K ﹤0.01%
3,400
-15,900
-82% -$151K
ONCT
7524
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$32K ﹤0.01%
+14
New +$32K
AMPE
7525
PUT
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$32K ﹤0.01%
15
+7
+88% +$16.5K
299 300
301
302 303

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.