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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNI
7476
PUT
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$31K ﹤0.01%
400
+300
+300% +$22.1K
WPP
7477
DELISTED
WAUSAU PAPER CORP.
WPP
$31K ﹤0.01%
2,347
+712
+44% +$8.41K
RNO
7478
DELISTED
RHINO RESOURCE PARTNERS LP COM UNIT REPSTG LTD (DE)
RNO
$31K ﹤0.01%
2,517
+1,522
+153% +$19.7K
PLL
7479
PUT
DELISTED
PALL CORP
PLL
$31K ﹤0.01%
400
– –
RGP
7480
PUT
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$31K ﹤0.01%
+1,100
New +$30.5K
EU
7481
DELISTED
WISDOMTREE EURO DEBT FUND
EU
$31K ﹤0.01%
1,396
-6,008
-81% -$129K
CHU
7482
CALL
DELISTED
China Unicom (HONG KONG) Limited
CHU
$31K ﹤0.01%
2,000
-5,700
-74% -$85.3K
BOM
7483
DELISTED
DB Base Metals Double Short Exchange Traded Notes due June 1, 2038
BOM
$31K ﹤0.01%
2,147
-267
-11% -$3.97K
BOS
7484
DELISTED
DB Base Metals Short Exchange Traded Notes due June 1, 2038
BOS
$31K ﹤0.01%
1,627
+11
+0.7% +$193
BONO
7485
DELISTED
MARKET VECTORS LATAM AGGREGATE BD ETF (DE)
BONO
$31K ﹤0.01%
+1,301
New +$30.7K
AZPN
7486
CALL
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$31K ﹤0.01%
+900
New +$31K
AVY icon
7487
CALL
Avery Dennison
AVY
$13B
$30K ﹤0.01%
700
– –
BCE icon
7488
PUT
BCE
BCE
$20.2B
$30K ﹤0.01%
700
-700
-50% -$29.1K
BLUE
7489
DELISTED
bluebird bio
BLUE
$30K ﹤0.01%
+86
New +$31.9K
BRC icon
7490
CALL
Brady Corp
BRC
$4.44B
$30K ﹤0.01%
+1,000
New +$32.9K
CECO icon
7491
Ceco Environmental
CECO
$3.85B
$30K ﹤0.01%
2,121
+1,621
+324% +$21.2K
CIA icon
7492
Citizens
CIA
$239M
$30K ﹤0.01%
3,530
+3,477
+6,560% +$25.6K
DTF
7493
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$30K ﹤0.01%
2,155
+430
+25% +$6.08K
FCN icon
7494
CALL
FTI Consulting
FCN
$4.4B
$30K ﹤0.01%
+800
New +$28.4K
GOGO icon
7495
CALL
Gogo Inc
GOGO
$565M
$30K ﹤0.01%
+1,700
New +$22.2K
GPRE icon
7496
CALL
Green Plains
GPRE
$1.18B
$30K ﹤0.01%
1,900
+200
+12% +$3.23K
IDT icon
7497
IDT Corp
IDT
$1.64B
$30K ﹤0.01%
2,353
+1,515
+181% +$18.4K
NOM
7498
DELISTED
Nuveen Missouri Quality Municipal Income Fund
NOM
$30K ﹤0.01%
2,253
+553
+33% +$7.74K
PFG icon
7499
CALL
Principal Financial Group
PFG
$24.3B
$30K ﹤0.01%
700
+200
+40% +$8.34K
PNRG icon
7500
PrimeEnergy Resources
PNRG
$298M
$30K ﹤0.01%
596
+313
+111% +$14.3K
298 299
300
301 302

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.