We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSQ icon
726
Calamos Strategic Total Return Fund
CSQ
$3.21B
$19.4M 0.02%
1,939,133
+87,566
+5% +$890K
HD icon
727
CALL
Home Depot
HD
$332B
$19.4M 0.02%
255,600
+165,275
+183% +$12.8M
TFI icon
728
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$19.4M 0.02%
424,282
-131,168
-24% -$5.89M
ABB
729
DELISTED
ABB Ltd
ABB
$19.4M 0.02%
820,665
+90,921
+12% +$2.05M
PCY icon
730
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$19.3M 0.02%
704,977
-172,196
-20% -$4.67M
ETJ
731
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$19.2M 0.02%
1,778,423
+56,938
+3% +$624K
ARMH
732
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$19.1M 0.02%
396,830
+258,938
+188% +$10.9M
ADSK icon
733
PUT
Autodesk
ADSK
$44.3B
$19.1M 0.02%
463,800
+461,800
+23,090% +$17.1M
XLK icon
734
PUT
State Street Technology Select Sector SPDR ETF
XLK
$115B
$19M 0.02%
1,188,800
-549,200
-32% -$8.76M
CRM icon
735
Salesforce
CRM
$134B
$19M 0.02%
366,366
+2,732
+0.8% +$124K
TSCO icon
736
Tractor Supply
TSCO
$16.3B
$18.9M 0.02%
1,409,100
+187,650
+15% +$2.31M
PPLT
737
abrdn Physical Platinum Shares ETF
PPLT
$1.81B
$18.9M 0.02%
1,376,320
+227,960
+20% +$3.24M
VMW
738
PUT
DELISTED
VMware, Inc
VMW
$18.9M 0.02%
233,500
-26,300
-10% -$2.13M
LEA icon
739
Lear
LEA
$7.19B
$18.9M 0.02%
263,778
+33,014
+14% +$2.27M
NVO
740
Novo Nordisk
NVO
$216B
$18.9M 0.02%
1,113,910
+176,810
+19% +$2.97M
ULTA icon
741
PUT
Ulta Beauty
ULTA
$20.4B
$18.8M 0.02%
157,700
-4,100
-3% -$425K
DVN icon
742
CALL
Devon Energy
DVN
$51.9B
$18.8M 0.02%
326,000
+169,900
+109% +$9.71M
YUM icon
743
PUT
Yum! Brands
YUM
$41B
$18.8M 0.02%
365,972
+130,476
+55% +$6.77M
VRTX icon
744
Vertex Pharmaceuticals
VRTX
$121B
$18.7M 0.02%
246,721
+4,640
+2% +$369K
DIS icon
745
PUT
Walt Disney
DIS
$165B
$18.6M 0.02%
288,900
+42,100
+17% +$2.7M
RITM icon
746
Rithm Capital
RITM
$5.09B
$18.6M 0.02%
1,404,056
+6,397
+0.5% +$83.8K
DG icon
747
Dollar General
DG
$25.9B
$18.6M 0.02%
328,968
+1,089
+0.3% +$59.8K
FAX
748
abrdn Asia-Pacific Income Fund
FAX
$590M
$18.5M 0.02%
509,861
-6,052
-1% -$221K
ETR icon
749
Entergy
ETR
$54.1B
$18.5M 0.02%
585,106
+31,216
+6% +$1.04M
CSM icon
750
ProShares Large Cap Core Plus
CSM
$509M
$18.4M 0.02%
929,296
+12,128
+1% +$240K
28 29
30
31 32

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.