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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBNK
7451
DELISTED
BRIDGE CAPITAL HOLDINGS
BBNK
$34K ﹤0.01%
+1,655
New +$30.4K
PTRY
7452
DELISTED
PANTRY INC (THE)
PTRY
$34K ﹤0.01%
2,047
+1,856
+972% +$25.9K
MWIV
7453
CALL
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$34K ﹤0.01%
+200
New +$33.2K
EBIX
7454
CALL
DELISTED
Ebix Inc
EBIX
$34K ﹤0.01%
2,300
-3,500
-60% -$45K
LNCO
7455
CALL
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$34K ﹤0.01%
1,100
+300
+38% +$9.18K
LDK
7456
PUT
DELISTED
LDK SOLAR CO LTD.
LDK
$34K ﹤0.01%
26,200
-100
-0.4% -$151
JJN
7457
DELISTED
iPath Bloomberg Nickel Subindex Total Return ETN due October 22, 2037
JJN
$34K ﹤0.01%
1,862
+452
+32% +$8.55K
CZR
7458
CALL
DELISTED
Caesars Entertainment Corporation
CZR
$34K ﹤0.01%
1,600
-700
-30% -$13.7K
BANX
7459
ArrowMark Financial
BANX
$196M
$33K ﹤0.01%
+1,330
New +$33.4K
CECO icon
7460
Ceco Environmental
CECO
$3.83B
$33K ﹤0.01%
2,051
-70
-3% -$1.13K
CIGI icon
7461
Colliers International
CIGI
$5.08B
$33K ﹤0.01%
1,335
-246
-16% -$5.95K
CVM icon
7462
CEL-SCI Corp
CVM
$21.3M
$33K ﹤0.01%
76
+70
+1,167% +$43K
FCN icon
7463
CALL
FTI Consulting
FCN
$4.53B
$33K ﹤0.01%
800
– –
FISK
7464
Empire State Realty OP LP Series 250
FISK
$1.32B
$33K ﹤0.01%
+2,191
New +$31.3K
FXB icon
7465
CALL
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.8M
$33K ﹤0.01%
200
-100
-33% -$16K
GREK
7466
Global X MSCI Greece ETF
GREK
$302M
$33K ﹤0.01%
488
+450
+1,184% +$29.6K
GROW icon
7467
US Global Investors
GROW
$35.8M
$33K ﹤0.01%
13,050
+12
+0.1% +$31
GSIT icon
7468
GSI Technology
GSIT
$224M
$33K ﹤0.01%
5,000
+3,527
+239% +$23.8K
HZO icon
7469
MarineMax
HZO
$772M
$33K ﹤0.01%
2,038
-3,983
-66% -$60.1K
KMX icon
7470
CALL
CarMax
KMX
$8.33B
$33K ﹤0.01%
700
-2,600
-79% -$127K
KNDI
7471
PUT
Kandi Technologies Group
KNDI
$65.7M
$33K ﹤0.01%
2,800
-24,600
-90% -$183K
MMSI icon
7472
Merit Medical Systems
MMSI
$4.97B
$33K ﹤0.01%
2,063
-5,231
-72% -$79.4K
NEU icon
7473
PUT
NewMarket
NEU
$7.97B
$33K ﹤0.01%
+100
New +$31.5K
NGG icon
7474
PUT
National Grid
NGG
$80.8B
$33K ﹤0.01%
518
-1,555
-75% -$93.2K
OGCP
7475
Empire State Realty Series 60
OGCP
$1.52B
$33K ﹤0.01%
+2,336
New +$34.7K
297 298
299
300 301

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.