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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIL
7451
CALL
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$32K ﹤0.01%
1,300
-1,500
-54% -$37.3K
ALB icon
7452
CALL
Albemarle
ALB
$13.9B
$31K ﹤0.01%
500
-400
-44% -$25.2K
CMP icon
7453
CALL
Compass Minerals
CMP
$1.23B
$31K ﹤0.01%
400
+100
+33% +$7.93K
ILF icon
7454
CALL
iShares Latin America 40 ETF
ILF
$3.85B
$31K ﹤0.01%
800
-1,200
-60% -$44.1K
IMNN icon
7455
PUT
Imunon
IMNN
$6.68M
$31K ﹤0.01%
2
-10
-83% -$148K
LYG icon
7456
PUT
Lloyds Banking Group
LYG
$89.5B
$31K ﹤0.01%
6,400
-14,300
-69% -$64.5K
MHO icon
7457
PUT
M/I Homes
MHO
$3.74B
$31K ﹤0.01%
1,500
+1,400
+1,400% +$29.4K
NBN icon
7458
Northeast Bank
NBN
$1.06B
$31K ﹤0.01%
3,122
-534
-15% -$5.41K
OFLX icon
7459
Omega Flex
OFLX
$297M
$31K ﹤0.01%
1,647
+1,147
+229% +$21.3K
PNI
7460
PIMCO New York Municipal Income Fund II
PNI
$76.2M
$31K ﹤0.01%
2,718
-197
-7% -$2.12K
REX icon
7461
REX American Resources
REX
$1.42B
$31K ﹤0.01%
5,922
+2,472
+72% +$13.7K
SANM icon
7462
CALL
Sanmina
SANM
$9.95B
$31K ﹤0.01%
1,800
-12,800
-88% -$210K
SLRC icon
7463
CALL
SLR Investment Corp
SLRC
$686M
$31K ﹤0.01%
+1,400
New +$31.6K
TMQ
7464
Trilogy Metals
TMQ
$541M
$31K ﹤0.01%
16,266
-644
-4% -$1.25K
TRNS icon
7465
Transcat
TRNS
$799M
$31K ﹤0.01%
3,885
+885
+30% +$6.85K
UL icon
7466
PUT
Unilever
UL
$137B
$31K ﹤0.01%
711
– –
UTSI icon
7467
UTStarcom
UTSI
$23.5M
$31K ﹤0.01%
2,810
+1,098
+64% +$11.8K
VLY icon
7468
CALL
Valley National Bancorp
VLY
$7.9B
$31K ﹤0.01%
3,100
-100
-3% -$1.01K
VRSN icon
7469
CALL
VeriSign
VRSN
$26.2B
$31K ﹤0.01%
600
-3,100
-84% -$150K
VTR icon
7470
PUT
Ventas
VTR
$48B
$31K ﹤0.01%
438
-175
-29% -$13K
ZEUS
7471
DELISTED
Olympic Steel
ZEUS
$31K ﹤0.01%
+1,122
New +$30.4K
SAVE
7472
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$31K ﹤0.01%
900
+100
+13% +$3.31K
SRF
7473
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$31K ﹤0.01%
364
+164
+82% +$15.3K
OAK
7474
PUT
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$31K ﹤0.01%
600
+500
+500% +$26.6K
CALL
7475
CALL
DELISTED
magicJack VocalTec Ltd
CALL
$31K ﹤0.01%
2,400
-32,400
-93% -$465K
297 298
299
300 301

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.