We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STC icon
7401
Stewart Information Services
STC
$2.08B
$35K ﹤0.01%
1,082
-7,165
-87% -$222K
WSM icon
7402
CALL
Williams-Sonoma
WSM
$27.5B
$35K ﹤0.01%
1,200
-600
-33% -$16.8K
WSM icon
7403
PUT
Williams-Sonoma
WSM
$27.5B
$35K ﹤0.01%
1,200
-2,400
-67% -$67.1K
XYL icon
7404
PUT
Xylem
XYL
$27.3B
$35K ﹤0.01%
+1,000
New +$32.2K
OMCC
7405
DELISTED
Old Market Capital Corp
OMCC
$35K ﹤0.01%
2,238
+1,935
+639% +$31.1K
VWTR
7406
CALL
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$35K ﹤0.01%
1,500
+1,400
+1,400% +$32.8K
LBJ
7407
CALL
DELISTED
Direxion Daily Latin America Bull 2X Shares
LBJ
$35K ﹤0.01%
+20
New +$37.5K
CAI
7408
DELISTED
CAI International, Inc.
CAI
$35K ﹤0.01%
1,498
-1,885
-56% -$43.4K
FFG
7409
DELISTED
FBL Financial Group
FFG
$35K ﹤0.01%
+788
New +$35.1K
GARS
7410
DELISTED
Garrison Capital Inc.
GARS
$35K ﹤0.01%
2,500
-146,800
-98% -$2.11M
WCG
7411
CALL
DELISTED
Wellcare Health Plans, Inc.
WCG
$35K ﹤0.01%
+500
New +$34.9K
ELLI
7412
PUT
DELISTED
Ellie Mae Inc
ELLI
$35K ﹤0.01%
1,300
-100
-7% -$2.82K
EGN
7413
PUT
DELISTED
Energen
EGN
$35K ﹤0.01%
+500
New +$37.6K
WAC
7414
CALL
DELISTED
Walter Investment Mgt Corp
WAC
$35K ﹤0.01%
1,000
+900
+900% +$33.9K
ALJ
7415
CALL
DELISTED
Alon USA Energy Inc
ALJ
$35K ﹤0.01%
2,100
+100
+5% +$1.26K
BEAV
7416
PUT
DELISTED
B/E Aerospace Inc
BEAV
$35K ﹤0.01%
552
– –
SQNM
7417
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$35K ﹤0.01%
15,100
-4,300
-22% -$10.2K
ALXA
7418
CALL
DELISTED
Alexza Pharmaceuticals Inc
ALXA
$35K ﹤0.01%
7,500
+900
+14% +$4.42K
PRGN
7419
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$35K ﹤0.01%
123
+33
+37% +$7.09K
WPP
7420
DELISTED
WAUSAU PAPER CORP.
WPP
$35K ﹤0.01%
2,770
+423
+18% +$5.2K
CVD
7421
CALL
DELISTED
COVANCE INC.
CVD
$35K ﹤0.01%
400
+300
+300% +$26K
EMMT
7422
DELISTED
ISHARES MSCI EMERGING MKTS MATERIALS ETF
EMMT
$35K ﹤0.01%
2,067
-1,397
-40% -$23.5K
FCAN
7423
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$35K ﹤0.01%
975
+437
+81% +$15.7K
ATAXZ
7424
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$35K ﹤0.01%
5,583
+4,083
+272% +$25.6K
OIL
7425
CALL
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$35K ﹤0.01%
1,500
+200
+15% +$4.6K
295 296
297
298 299

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.