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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVO
7351
CALL
DELISTED
MV Oil Trust
MVO
$36K ﹤0.01%
1,500
+1,200
+400% +$32.2K
OPCH icon
7352
Option Care Health
OPCH
$3.38B
$36K ﹤0.01%
1,193
+818
+218% +$23.1K
POR icon
7353
CALL
Portland General Electric
POR
$5.65B
$36K ﹤0.01%
1,200
+700
+140% +$20.6K
RGLS
7354
DELISTED
Regulus Therapeutics
RGLS
$36K ﹤0.01%
40
-33
-45% -$28.4K
RWR icon
7355
CALL
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$36K ﹤0.01%
500
+300
+150% +$22.1K
SQM icon
7356
PUT
Sociedad Química y Minera de Chile
SQM
$19.1B
$36K ﹤0.01%
1,438
+1,233
+601% +$31.8K
TDW icon
7357
CALL
Tidewater
TDW
$3.7B
$36K ﹤0.01%
19
-1,255
-99% -$2.39M
TMQ
7358
Trilogy Metals
TMQ
$544M
$36K ﹤0.01%
23,630
+7,364
+45% +$13.2K
VSEC icon
7359
VSE Corp
VSEC
$5.42B
$36K ﹤0.01%
1,510
+1,186
+366% +$28K
ENFY
7360
DELISTED
Enlightify Inc
ENFY
$36K ﹤0.01%
837
+131
+19% +$6.49K
LHCG
7361
DELISTED
LHC Group LLC
LHCG
$36K ﹤0.01%
1,509
-1,203
-44% -$27.1K
WAGE
7362
CALL
DELISTED
WageWorks, Inc.
WAGE
$36K ﹤0.01%
600
-1,100
-65% -$60.6K
LION
7363
DELISTED
Fidelity Southern Corporation
LION
$36K ﹤0.01%
2,170
+1,249
+136% +$19.7K
CASC
7364
DELISTED
Cascadian Therapeutics, Inc.
CASC
$36K ﹤0.01%
3,367
+1,583
+89% +$17.7K
KCG
7365
DELISTED
KCG Holdings, Inc.
KCG
$36K ﹤0.01%
3,068
+2,725
+794% +$27.6K
LSBG
7366
DELISTED
Lake Sunapee Bank Group
LSBG
$36K ﹤0.01%
2,379
+979
+70% +$14.4K
SPDC
7367
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
$36K ﹤0.01%
7,611
+3,401
+81% +$12.9K
AXX
7368
DELISTED
Alderon Iron Ore Corp
AXX
$36K ﹤0.01%
23,058
-8,937
-28% -$14K
MIG
7369
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$36K ﹤0.01%
5,155
-1,840
-26% -$12.7K
ZEP
7370
PUT
DELISTED
ZEP INC COM STK (DE)
ZEP
$36K ﹤0.01%
2,000
– –
WHX
7371
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$36K ﹤0.01%
6,794
+6,383
+1,553% +$32.1K
AXDI
7372
DELISTED
ISHARES TR MSCI ACWI EX US CONSUMER DISCRETIONARY ETF
AXDI
$36K ﹤0.01%
+424
New +$35.3K
FLOW
7373
DELISTED
FLOW INTL CORP
FLOW
$36K ﹤0.01%
8,926
-28,931
-76% -$115K
DDP
7374
DELISTED
DB Commodity Short ETN due April 1, 2038
DDP
$36K ﹤0.01%
1,707
+964
+130% +$22.5K
COBZ
7375
DELISTED
CoBiz Financial,Inc
COBZ
$36K ﹤0.01%
3,032
+1,157
+62% +$12.6K
293 294
295
296 297

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.