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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVCGA
7301
CALL
DELISTED
QVC Group Inc Series A
QVCGA
$35K ﹤0.01%
37
+20
+118% +$19.4K
RESP
7302
DELISTED
WisdomTree U.S. ESG Fund
RESP
$35K ﹤0.01%
+1,725
New +$34.8K
UBP
7303
DELISTED
Urstadt Biddle Properties Inc.
UBP
$35K ﹤0.01%
2,076
-1,514
-42% -$27.1K
OFED
7304
DELISTED
Oconee Federal Financial Corp.
OFED
$35K ﹤0.01%
2,122
+87
+4% +$1.43K
STON
7305
PUT
DELISTED
StoneMor Inc.
STON
$35K ﹤0.01%
1,500
-300
-17% -$7.33K
WMC
7306
PUT
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$35K ﹤0.01%
220
+90
+69% +$14.6K
JE
7307
CALL
DELISTED
Just Energy Group Inc
JE
$35K ﹤0.01%
+167
New +$36.1K
ARRY
7308
CALL
DELISTED
Array Biopharma Inc
ARRY
$35K ﹤0.01%
5,600
-200
-3% -$1.19K
OCLR
7309
DELISTED
Oclaro Inc.
OCLR
$35K ﹤0.01%
19,892
-32,558
-62% -$40.3K
GMK
7310
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$35K ﹤0.01%
1,586
+485
+44% +$10.2K
CSP
7311
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$35K ﹤0.01%
5,008
+374
+8% +$2.55K
RPTP
7312
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$35K ﹤0.01%
2,322
-9,588
-81% -$115K
JGBS
7313
DELISTED
DB INVERSE JAPANESE GOVT BD FUT EXCH NT 11/30/2021
JGBS
$35K ﹤0.01%
+1,818
New +$35.1K
DEFL
7314
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB US DEFLATION
DEFL
$35K ﹤0.01%
700
– –
BOKF icon
7315
BOK Financial
BOKF
$8.71B
$34K ﹤0.01%
535
-75
-12% -$4.94K
CCK icon
7316
CALL
Crown Holdings
CCK
$13.1B
$34K ﹤0.01%
800
-600
-43% -$26.2K
DCO icon
7317
PUT
Ducommun
DCO
$2.74B
$34K ﹤0.01%
1,200
-700
-37% -$17.9K
EXTR icon
7318
CALL
Extreme Networks
EXTR
$3.91B
$34K ﹤0.01%
6,500
– –
GIII icon
7319
G-III Apparel Group
GIII
$1.53B
$34K ﹤0.01%
1,234
-6,100
-83% -$155K
IBOC icon
7320
International Bancshares
IBOC
$4.75B
$34K ﹤0.01%
1,587
-4,582
-74% -$107K
MLAB icon
7321
Mesa Laboratories
MLAB
$581M
$34K ﹤0.01%
500
– –
MPWR icon
7322
Monolithic Power Systems
MPWR
$66.9B
$34K ﹤0.01%
1,122
+1,024
+1,045% +$28.8K
NL icon
7323
NLI Holdings
NL
$286M
$34K ﹤0.01%
2,923
+1,477
+102% +$16.3K
NSP icon
7324
Insperity
NSP
$2.04B
$34K ﹤0.01%
+1,798
New +$30.3K
NYT icon
7325
PUT
New York Times
NYT
$12.2B
$34K ﹤0.01%
2,700
-4,300
-61% -$50.9K
291 292
293
294 295

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.