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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANK
7276
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$36K ﹤0.01%
687
-1,250
-65% -$65.5K
DOC
7277
DELISTED
PHYSICIANS REALTY TRUST
DOC
$36K ﹤0.01%
+3,008
New +$35.1K
WES
7278
PUT
DELISTED
Western Gas Partners Lp
WES
$36K ﹤0.01%
+600
New +$36.4K
PGD
7279
DELISTED
iPath Asian & Gulf Currency Revaluation ETN
PGD
$36K ﹤0.01%
716
+10
+1% +$503
ALV icon
7280
PUT
Autoliv
ALV
$9.07B
$35K ﹤0.01%
555
-694
-56% -$41.5K
BIO icon
7281
CALL
Bio-Rad Laboratories Class A
BIO
$8.96B
$35K ﹤0.01%
300
+200
+200% +$23.6K
BMRC icon
7282
Bank of Marin Bancorp
BMRC
$474M
$35K ﹤0.01%
1,678
+1,218
+265% +$25.4K
BOIL icon
7283
PUT
ProShares Ultra Bloomberg Natural Gas
BOIL
$376M
– –
0
– –
CACI icon
7284
PUT
CACI
CACI
$11.3B
$35K ﹤0.01%
500
– –
CLH icon
7285
PUT
Clean Harbors
CLH
$16.4B
$35K ﹤0.01%
600
-200
-25% -$11.2K
DZZ icon
7286
DB Gold Double Short ETN due Feb 15 2038
DZZ
$3.35M
$35K ﹤0.01%
5,369
-4,148
-44% -$27K
EQT icon
7287
PUT
EQT Corp
EQT
$33.5B
$35K ﹤0.01%
+735
New +$34.1K
FN icon
7288
CALL
Fabrinet
FN
$16.3B
$35K ﹤0.01%
+2,100
New +$31K
KORU icon
7289
Direxion Daily MSCI South Korea Bull 3X ETF
KORU
$1.32B
$35K ﹤0.01%
+1,466
New +$29.7K
LPLA icon
7290
LPL Financial
LPLA
$28.8B
$35K ﹤0.01%
918
-3,878
-81% -$148K
LYV icon
7291
CALL
Live Nation Entertainment
LYV
$42.3B
$35K ﹤0.01%
1,900
+800
+73% +$13.6K
MWA icon
7292
CALL
Mueller Water Products
MWA
$4.04B
$35K ﹤0.01%
4,400
+2,900
+193% +$22.3K
PPC icon
7293
PUT
Pilgrim's Pride
PPC
$6.65B
$35K ﹤0.01%
2,100
-900
-30% -$14.8K
PRDO icon
7294
CALL
Perdoceo Education
PRDO
$2.04B
$35K ﹤0.01%
12,900
+2,100
+19% +$6.46K
ROM icon
7295
CALL
ProShares Ultra Technology
ROM
$1.16B
$35K ﹤0.01%
+12,800
New +$33.9K
ECHO
7296
CALL
EchoStar
ECHO
$24.8B
$35K ﹤0.01%
987
-124
-11% -$4.19K
SLF icon
7297
CALL
Sun Life Financial
SLF
$45.7B
$35K ﹤0.01%
1,100
-100
-8% -$3.18K
TWI icon
7298
CALL
Titan International
TWI
$466M
$35K ﹤0.01%
2,400
-6,600
-73% -$109K
TZOO icon
7299
Travelzoo
TZOO
$75.9M
$35K ﹤0.01%
1,313
+1,244
+1,803% +$35.8K
UIS icon
7300
CALL
Unisys
UIS
$218M
$35K ﹤0.01%
1,400
-300
-18% -$7.53K
290 291
292
293 294

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.