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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVEO
7226
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$40K ﹤0.01%
2,167
+2,117
+4,234% +$42.4K
EMJ
7227
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$40K ﹤0.01%
3,419
+1,640
+92% +$18.9K
VR
7228
PUT
DELISTED
Validus Hold Ltd
VR
$40K ﹤0.01%
1,000
-3,000
-75% -$117K
ACUR
7229
DELISTED
Acura Pharmaceuticals
ACUR
$40K ﹤0.01%
4,793
+4,369
+1,030% +$36.9K
VMEM
7230
CALL
DELISTED
VIOLIN MEMORY, INC.
VMEM
$40K ﹤0.01%
+2,500
New +$53.8K
DCUB
7231
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$40K ﹤0.01%
739
+290
+65% +$15.8K
OMG
7232
CALL
DELISTED
OM GROUP INC.
OMG
$40K ﹤0.01%
+1,100
New +$36.8K
NEE.PRO
7233
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$40K ﹤0.01%
703
+601
+589% +$33.9K
LOCM
7234
DELISTED
LOCAL CORP COM STK (DE)
LOCM
$40K ﹤0.01%
25,334
+8,584
+51% +$15.2K
KME
7235
DELISTED
SPDR SER TR S&P MTG FIN ETF
KME
$40K ﹤0.01%
719
-140
-16% -$7.43K
CFN
7236
PUT
DELISTED
CAREFUSION CORPORATION
CFN
$40K ﹤0.01%
1,000
-600
-38% -$23.3K
SEMG.WS
7237
DELISTED
SEMGROUP CORP WT EXP 11/30/2014
SEMG.WS
$40K ﹤0.01%
933
+22
+2% +$823
ASP
7238
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$40K ﹤0.01%
4,515
-1,609
-26% -$15.5K
USLV
7239
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$40K ﹤0.01%
+89
New +$52.3K
PSTB
7240
DELISTED
Park Sterling Corp.
PSTB
$40K ﹤0.01%
5,602
+2,091
+60% +$13.7K
NJV
7241
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$40K ﹤0.01%
2,916
+72
+3% +$996
DO
7242
PUT
DELISTED
Diamond Offshore Drilling
DO
$40K ﹤0.01%
700
-3,100
-82% -$187K
AIV
7243
PUT
Aimco
AIV
$387M
$39K ﹤0.01%
11,260
– –
ARLP icon
7244
CALL
Alliance Resource Partners
ARLP
$3.34B
$39K ﹤0.01%
1,000
-2,800
-74% -$105K
CG icon
7245
PUT
Carlyle Group
CG
$16.6B
$39K ﹤0.01%
1,100
-4,600
-81% -$145K
CLMT icon
7246
PUT
Calumet Specialty Products
CLMT
$3.85B
$39K ﹤0.01%
1,500
-7,600
-84% -$212K
FGB
7247
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$39K ﹤0.01%
4,960
-3,250
-40% -$26.3K
FMX icon
7248
CALL
Fomento Económico Mexicano
FMX
$43.6B
$39K ﹤0.01%
400
+300
+300% +$28.2K
GSG icon
7249
CALL
iShares S&P GSCI Commodity-Indexed Trust
GSG
$998M
$39K ﹤0.01%
1,200
+1,000
+500% +$32K
MMLP icon
7250
CALL
Martin Midstream Partners
MMLP
$95.5M
$39K ﹤0.01%
900
-2,600
-74% -$118K
288 289
290
291 292

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.