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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
701
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$20.1M 0.02%
182,445
+12,520
+7% +$1.38M
NIO
702
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$20.1M 0.02%
1,545,573
+514,213
+50% +$6.7M
NFG icon
703
National Fuel Gas
NFG
$7.84B
$20.1M 0.02%
291,941
+35,255
+14% +$2.29M
PEP icon
704
PUT
PepsiCo
PEP
$186B
$20M 0.02%
251,400
+95,200
+61% +$7.82M
ELD icon
705
WisdomTree Emerging Markets Local Debt Fund
ELD
$140M
$20M 0.02%
424,444
-64,513
-13% -$3.04M
AKAM icon
706
Akamai
AKAM
$16.8B
$19.9M 0.02%
385,380
+114,992
+43% +$5.42M
BGX
707
Blackstone Long-Short Credit Income Fund
BGX
$135M
$19.9M 0.02%
1,074,349
-58,144
-5% -$1.07M
TRQ
708
DELISTED
Turquoise Hill Resources Ltd
TRQ
$19.9M 0.02%
585,138
+107,000
+22% +$4.21M
CHK
709
CALL
DELISTED
Chesapeake Energy Corporation
CHK
$19.9M 0.02%
4,065
+3,002
+282% +$13.9M
BDX icon
710
Becton Dickinson
BDX
$43.1B
$19.9M 0.02%
203,765
+6,168
+3% +$604K
TEL icon
711
TE Connectivity
TEL
$58.8B
$19.9M 0.02%
383,900
+3,302
+0.9% +$165K
ICF icon
712
iShares Select U.S. REIT ETF
ICF
$2.12B
$19.8M 0.02%
513,796
-552,706
-52% -$21.9M
SDOG icon
713
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$19.7M 0.02%
615,981
+216,609
+54% +$6.95M
CTRA
714
DELISTED
Coterra Energy
CTRA
$19.7M 0.02%
528,191
+129,597
+33% +$4.86M
BSCH
715
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$19.7M 0.02%
871,093
+48,466
+6% +$1.09M
TSLA icon
716
Tesla
TSLA
$1.24T
$19.6M 0.02%
1,522,575
-14,280
-0.9% -$141K
SPSB icon
717
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$19.6M 0.02%
638,047
+510,870
+402% +$15.6M
V icon
718
PUT
Visa
V
$677B
$19.6M 0.02%
410,400
+336,000
+452% +$15.5M
NFLX icon
719
Netflix
NFLX
$292B
$19.6M 0.02%
4,427,640
+14,280
+0.3% +$55.1K
G icon
720
Genpact
G
$5.3B
$19.5M 0.02%
1,033,937
+155,770
+18% +$3.1M
FTA icon
721
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$19.5M 0.02%
531,500
+108,321
+26% +$3.97M
MGV icon
722
Vanguard Mega Cap Value ETF
MGV
$13.2B
$19.5M 0.02%
386,687
+13,788
+4% +$702K
PPL
723
PPL Corp
PPL
$27.3B
$19.4M 0.02%
687,059
-208,118
-23% -$5.97M
HAIN icon
724
Hain Celestial
HAIN
$47.8M
$19.4M 0.02%
503,780
+62,556
+14% +$2.36M
LULU icon
725
lululemon athletica
LULU
$13B
$19.4M 0.02%
265,362
-10,000
-4% -$697K
27 28
29
30 31

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.