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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULQ
701
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$31.4M 0.02%
626,162
+102,034
+19% +$5.12M
VALE icon
702
Vale
VALE
$58.7B
$31.4M 0.02%
2,849,603
+1,652,816
+138% +$22.1M
TBF icon
703
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$31.3M 0.02%
1,128,943
-1,545,635
-58% -$43.6M
SBUX icon
704
PUT
Starbucks
SBUX
$124B
$31.3M 0.02%
829,600
+64,200
+8% +$2.48M
F icon
705
PUT
Ford
F
$55.4B
$31.3M 0.02%
2,115,700
+1,752,900
+483% +$30M
EMN icon
706
Eastman Chemical
EMN
$8.43B
$31.3M 0.02%
386,758
+58,681
+18% +$4.9M
IPG
707
DELISTED
Interpublic Group of Companies
IPG
$31.2M 0.02%
1,705,455
+1,092,720
+178% +$21.2M
EXPE icon
708
Expedia Group
EXPE
$39.4B
$31.2M 0.02%
356,211
+270,645
+316% +$22.7M
AMJ
709
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$31.2M 0.02%
586,981
-52,181
-8% -$2.73M
UAA icon
710
Under Armour
UAA
$2.3B
$31.1M 0.02%
899,470
-134,342
-13% -$4.48M
DDD icon
711
PUT
3D Systems Corp
DDD
$601M
$31M 0.02%
668,750
-110,951
-14% -$5.79M
TXN icon
712
PUT
Texas Instruments
TXN
$250B
$31M 0.02%
650,200
+341,400
+111% +$16.4M
WFT
713
DELISTED
Weatherford International plc
WFT
$30.9M 0.02%
+1,485,350
New +$33.4M
IEZ icon
714
iShares US Oil Equipment & Services ETF
IEZ
$382M
$30.9M 0.02%
465,318
+16,050
+4% +$1.16M
PKX icon
715
POSCO
PKX
$17.1B
$30.8M 0.02%
406,137
+192,643
+90% +$15.4M
PJP icon
716
Invesco Pharmaceuticals ETF
PJP
$497M
$30.8M 0.02%
483,745
+55,557
+13% +$3.43M
BP icon
717
CALL
BP
BP
$110B
$30.7M 0.02%
855,294
-402,218
-32% -$15.9M
GDX icon
718
CALL
VanEck Gold Miners ETF
GDX
$26.9B
$30.6M 0.02%
1,434,200
-333,400
-19% -$8.52M
PII icon
719
Polaris
PII
$3.91B
$30.6M 0.02%
204,406
+13,587
+7% +$1.96M
AWK icon
720
American Water Works
AWK
$27.1B
$30.4M 0.02%
630,938
+7,497
+1% +$366K
DES icon
721
WisdomTree US SmallCap Dividend Fund
DES
$2.23B
$30M 0.02%
1,387,293
-70,311
-5% -$1.6M
TEL icon
722
TE Connectivity
TEL
$62.2B
$30M 0.02%
542,980
+29,062
+6% +$1.81M
COR icon
723
Cencora
COR
$59.2B
$29.9M 0.02%
387,244
+100,083
+35% +$7.61M
RIO icon
724
PUT
Rio Tinto
RIO
$160B
$29.9M 0.02%
608,600
+549,700
+933% +$30.4M
CX icon
725
CALL
Cemex
CX
$16B
$29.9M 0.02%
2,577,023
-330,854
-11% -$3.84M
27 28
29
30 31

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.