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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
7201
PUT
Rockwell Automation
ROK
$53.4B
$37K ﹤0.01%
+300
New +$35.6K
SON icon
7202
CALL
Sonoco
SON
$5.57B
$37K ﹤0.01%
900
+600
+200% +$24.9K
TTT icon
7203
PUT
ProShares UltraPro Short 20+ Year Treasury
TTT
$19.5M
$37K ﹤0.01%
+125
New +$40.6K
UEIC icon
7204
Universal Electronics
UEIC
$57.8M
$37K ﹤0.01%
961
-823
-46% -$31.7K
AAIC
7205
CALL
DELISTED
Arlington Asset Investment Corp.
AAIC
$37K ﹤0.01%
1,400
+600
+75% +$15.8K
HWCC
7206
DELISTED
Houston Wire & Cable Company
HWCC
$37K ﹤0.01%
2,813
+450
+19% +$6K
CRZO
7207
PUT
DELISTED
Carrizo Oil & Gas Inc
CRZO
$37K ﹤0.01%
700
-1,700
-71% -$78K
KS
7208
PUT
DELISTED
KapStone Paper and Pack Corp.
KS
$37K ﹤0.01%
+1,300
New +$37.9K
GST
7209
CALL
DELISTED
Gastar Exploration Inc.
GST
$37K ﹤0.01%
6,700
-5,500
-45% -$33.6K
JNP
7210
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$37K ﹤0.01%
5,080
-1,888
-27% -$13K
CPLA
7211
DELISTED
Capella Education Company
CPLA
$37K ﹤0.01%
592
+537
+976% +$34.8K
UBM
7212
DELISTED
E-TRACS UBS Bloomberg CMCI Industrial Metals ETN
UBM
$37K ﹤0.01%
2,268
-146
-6% -$2.45K
RAI
7213
CALL
DELISTED
Reynolds American Inc
RAI
$37K ﹤0.01%
1,400
+200
+17% +$5.04K
RUSS
7214
DELISTED
Direxion Daily Russia Bear 3x Shares
RUSS
$37K ﹤0.01%
114
+111
+3,700% +$36.4K
BEBE
7215
CALL
DELISTED
Bebe Stores Inc
BEBE
$37K ﹤0.01%
610
+210
+53% +$12.1K
KBWC
7216
DELISTED
POWERSHARES KBW CAP MKT PORT
KBWC
$37K ﹤0.01%
757
-119
-14% -$5.76K
SIRO
7217
CALL
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$37K ﹤0.01%
500
-500
-50% -$35.6K
TRC.WS
7218
DELISTED
TEJON RANCH CO WTS EXP 8/31/2016 (DE)
TRC.WS
$37K ﹤0.01%
9,975
+1,105
+12% +$4.81K
SURG
7219
DELISTED
SYNERGETICS USA, INC.
SURG
$37K ﹤0.01%
12,064
+10,458
+651% +$35.4K
LABC
7220
DELISTED
LOUISIANA BANCORP INC COM STK NEW (LA)
LABC
$37K ﹤0.01%
+1,966
New +$36.6K
ALTL
7221
DELISTED
ROYAL BK SCOTLAND PLC LARGE CAP ALTERNATOR ETN
ALTL
$37K ﹤0.01%
1,106
+488
+79% +$16.1K
BRP
7222
DELISTED
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$37K ﹤0.01%
1,794
-2,002
-53% -$44.2K
WBCO
7223
DELISTED
WASHINGTON BANKING CO
WBCO
$37K ﹤0.01%
2,097
-2,384
-53% -$43.3K
CAS
7224
CALL
DELISTED
A M Castle & Co
CAS
$37K ﹤0.01%
2,500
-2,500
-50% -$36.1K
GCVRZ
7225
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$37K ﹤0.01%
119,237
+12,252
+11% +$4.55K
287 288
289
290 291

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.