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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MASI
7101
DELISTED
Masimo
MASI
$40K ﹤0.01%
1,488
-2,800
-65% -$69K
MUFG icon
7102
PUT
Mitsubishi UFJ Financial
MUFG
$247B
$40K ﹤0.01%
+6,300
New +$40.1K
OMER icon
7103
CALL
Omeros
OMER
$934M
$40K ﹤0.01%
4,100
+2,400
+141% +$14.3K
ROP icon
7104
PUT
Roper Technologies
ROP
$38.5B
$40K ﹤0.01%
300
– –
SA
7105
CALL
Seabridge Gold
SA
$2.98B
$40K ﹤0.01%
3,800
-100
-3% -$1.23K
VAC icon
7106
CALL
Marriott Vacations Worldwide
VAC
$3.4B
$40K ﹤0.01%
+900
New +$40.1K
VRNT
7107
DELISTED
Verint Systems
VRNT
$40K ﹤0.01%
2,120
+1,855
+700% +$34K
GOL
7108
CALL
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$40K ﹤0.01%
4,050
-9,000
-69% -$69.3K
PTNR
7109
DELISTED
Partner Communications
PTNR
$40K ﹤0.01%
5,069
+1,044
+26% +$7.65K
TEN
7110
PUT
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$40K ﹤0.01%
800
-500
-38% -$24.4K
WMC
7111
CALL
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$40K ﹤0.01%
250
-160
-39% -$26K
CBL
7112
CALL
DELISTED
CBL& Associates Properties, Inc.
CBL
$40K ﹤0.01%
2,100
+2,000
+2,000% +$42.1K
FINU
7113
DELISTED
ProShares UltraPro Financial Select Sector
FINU
$40K ﹤0.01%
+1,700
New +$41.8K
C.WS.A
7114
DELISTED
Citigroup Inc
C.WS.A
$40K ﹤0.01%
53,118
-3,411
-6% -$2.66K
FFKT
7115
DELISTED
Farmers Capital Bank Corp
FFKT
$40K ﹤0.01%
1,804
+804
+80% +$18.1K
TAX
7116
DELISTED
Liberty Tax, Inc. Class A
TAX
$40K ﹤0.01%
2,158
+658
+44% +$11.5K
CDI
7117
DELISTED
CDI Corp.
CDI
$40K ﹤0.01%
2,570
+1,943
+310% +$29K
MENT
7118
CALL
DELISTED
Mentor Graphics Corp
MENT
$40K ﹤0.01%
1,700
+1,400
+467% +$30K
ITMN
7119
CALL
DELISTED
INTERMUNE INC
ITMN
$40K ﹤0.01%
2,600
+1,800
+225% +$25.3K
KIOR
7120
DELISTED
KIOR, INC CLASS A COM STK
KIOR
$40K ﹤0.01%
13,991
+1,322
+10% +$4.39K
ESC
7121
DELISTED
EMERITUS CORP
ESC
$40K ﹤0.01%
2,155
-16,297
-88% -$366K
NJV
7122
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$40K ﹤0.01%
2,844
+32
+1% +$454
EIO
7123
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$40K ﹤0.01%
3,500
– –
BBVA icon
7124
CALL
Banco Bilbao Vizcaya Argentaria
BBVA
$154B
$39K ﹤0.01%
3,682
+947
+35% +$8.74K
CASH icon
7125
Pathward Financial
CASH
$1.92B
$39K ﹤0.01%
3,105
+105
+4% +$1.12K
283 284
285
286 287

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.