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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLD icon
7076
PUT
Prologis
PLD
$130B
$41K ﹤0.01%
1,100
-5,100
-82% -$192K
SLP icon
7077
Simulations Plus
SLP
$371M
$41K ﹤0.01%
8,643
+227
+3% +$1.06K
SRDX
7078
DELISTED
Surmodics
SRDX
$41K ﹤0.01%
1,722
+492
+40% +$10.5K
SXC icon
7079
CALL
SunCoke Energy
SXC
$753M
$41K ﹤0.01%
2,400
+2,200
+1,100% +$35K
WEYS icon
7080
Weyco Group
WEYS
$390M
$41K ﹤0.01%
1,452
-98
-6% -$2.62K
TBRG
7081
CALL
DELISTED
TruBridge
TBRG
$41K ﹤0.01%
+700
New +$38.7K
UCB
7082
United Community Banks
UCB
$4.33B
$41K ﹤0.01%
2,742
+2,224
+429% +$32.3K
FLG
7083
PUT
Flagstar Bank National Association
FLG
$5.95B
$41K ﹤0.01%
900
-700
-44% -$31.4K
LUMO
7084
CALL
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$41K ﹤0.01%
244
-345
-59% -$55.5K
BCM
7085
DELISTED
iPath Pure Beta Broad Commodity ETN
BCM
$41K ﹤0.01%
+1,032
New +$41.7K
CNBKA
7086
DELISTED
Century Bancorp Inc/Mass
CNBKA
$41K ﹤0.01%
1,244
-1
-0.1% -$34
LABL
7087
DELISTED
Multi-Color Corp
LABL
$41K ﹤0.01%
1,211
-1,447
-54% -$47.5K
OAKS
7088
DELISTED
Five Oaks Investment Corp.
OAKS
$41K ﹤0.01%
3,644
-4,976
-58% -$57.6K
APLP
7089
CALL
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$41K ﹤0.01%
+1,400
New +$40.8K
NILE
7090
PUT
DELISTED
Blue Nile, Inc.
NILE
$41K ﹤0.01%
1,000
-2,900
-74% -$112K
IL
7091
CALL
DELISTED
IntraLinks Holdings Inc.
IL
$41K ﹤0.01%
+4,700
New +$41K
SAAS
7092
DELISTED
inContact, Inc.
SAAS
$41K ﹤0.01%
+4,921
New +$42.1K
TZG
7093
DELISTED
ISHARES TARGET DATE 2020 ETF
TZG
$41K ﹤0.01%
+1,086
New +$40.6K
GASZ
7094
DELISTED
NATURAL GAS CONTANGO ETN DUE 6/14/2041
GASZ
$41K ﹤0.01%
1,443
+300
+26% +$8.45K
FONE
7095
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$41K ﹤0.01%
1,284
-464
-27% -$14.1K
ASB icon
7096
Associated Banc-Corp
ASB
$5.99B
$40K ﹤0.01%
2,605
-30,172
-92% -$497K
CIF
7097
DELISTED
MFS Intermediate High Income Fund
CIF
$40K ﹤0.01%
14,530
+5,593
+63% +$15.4K
CWST icon
7098
Casella Waste Systems
CWST
$5.82B
$40K ﹤0.01%
6,862
+424
+7% +$2.13K
GERN icon
7099
Geron
GERN
$860M
$40K ﹤0.01%
12,794
-232
-2% -$380
KOP icon
7100
Koppers
KOP
$1,000M
$40K ﹤0.01%
938
-2,940
-76% -$116K
282 283
284
285 286

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.