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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRG icon
7051
PUT
Essential Utilities
WTRG
$11.3B
$45K ﹤0.01%
+1,900
New +$46.3K
XOMA
7052
DELISTED
Xoma
XOMA
$45K ﹤0.01%
336
+144
+75% +$14.5K
TEN
7053
CALL
Tsakos Energy Navigation Ltd
TEN
$1.21B
$45K ﹤0.01%
+1,500
New +$39K
WWE
7054
CALL
DELISTED
World Wrestling Entertainment
WWE
$45K ﹤0.01%
2,700
+2,100
+350% +$27.9K
ISEE
7055
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$45K ﹤0.01%
+1,387
New +$41.1K
GSS
7056
DELISTED
Golden Star Resources Ltd.
GSS
$45K ﹤0.01%
20,482
+3,453
+20% +$8.03K
FCCY
7057
DELISTED
1st Constitution Bancorp
FCCY
$45K ﹤0.01%
4,722
+655
+16% +$6.3K
RST
7058
DELISTED
ROSETTA STONE INC
RST
$45K ﹤0.01%
+3,694
New +$50.4K
GZT
7059
DELISTED
Gazit-globe Ltd
GZT
$45K ﹤0.01%
3,342
+781
+30% +$10.4K
SEP
7060
PUT
DELISTED
Spectra Engy Parters Lp
SEP
$45K ﹤0.01%
1,000
-1,400
-58% -$61.4K
CNDA
7061
DELISTED
IQ Canada Small Cap ETF
CNDA
$45K ﹤0.01%
2,107
+597
+40% +$12.8K
SNAK
7062
DELISTED
Inventure Foods, Inc.
SNAK
$45K ﹤0.01%
3,380
+492
+17% +$5.8K
ASBB
7063
DELISTED
ASB Bancorp Inc
ASBB
$45K ﹤0.01%
+2,622
New +$45.1K
UNXL
7064
PUT
DELISTED
Uni-Pixel, Inc.
UNXL
$45K ﹤0.01%
4,500
-18,800
-81% -$277K
UWTI
7065
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
$45K ﹤0.01%
15
+6
+67% +$18.5K
BUNT
7066
DELISTED
DEUTSCHE BK AG LONDON BRH DB 3X GERMAN BD FUTURES ETN NTS
BUNT
$45K ﹤0.01%
1,383
+800
+137% +$26.7K
AFOP
7067
CALL
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$45K ﹤0.01%
+3,000
New +$50.1K
MTSN
7068
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$45K ﹤0.01%
16,475
+5,694
+53% +$15.3K
GSIG
7069
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$45K ﹤0.01%
3,946
+2,756
+232% +$28.6K
WPZ
7070
PUT
DELISTED
Williams Partners L.P.
WPZ
$45K ﹤0.01%
849
+743
+701% +$36.3K
ENVE
7071
DELISTED
ENVENTIS CORP COM STK
ENVE
$45K ﹤0.01%
3,510
+2,347
+202% +$29.5K
LIFE
7072
CALL
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$45K ﹤0.01%
600
– –
MOVE
7073
DELISTED
MOVE INC COM STK NEW (DE)
MOVE
$45K ﹤0.01%
2,855
+2,455
+614% +$40.1K
PFSW
7074
DELISTED
PFSweb, Inc.
PFSW
$45K ﹤0.01%
5,000
-5,467
-52% -$42.1K
QIWI
7075
CALL
DELISTED
QIWI PLC
QIWI
$45K ﹤0.01%
+800
New +$35.7K
281 282
283
284 285

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.