We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNC
7001
CALL
DELISTED
GNC Holdings, Inc.
GNC
$47K ﹤0.01%
800
-400
-33% -$23.1K
HQCL
7002
CALL
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$47K ﹤0.01%
1,680
-1,390
-45% -$55.9K
LBF
7003
DELISTED
Deutsche Global High Incm Fund
LBF
$47K ﹤0.01%
5,794
-202
-3% -$1.63K
ELOS
7004
DELISTED
Syneron Medical Ltd
ELOS
$47K ﹤0.01%
3,850
-1,100
-22% -$11.4K
EAC
7005
DELISTED
Erickson Incorporated
EAC
$47K ﹤0.01%
2,266
+1,066
+89% +$20.4K
VRNG
7006
CALL
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$47K ﹤0.01%
1,580
-2,630
-62% -$76.8K
XWES
7007
DELISTED
WORLD ENERGY SOLUTIONS INC NEW COMMON (DE)
XWES
$47K ﹤0.01%
11,049
+2,528
+30% +$9.38K
UFS
7008
CALL
DELISTED
DOMTAR CORPORATION (New)
UFS
$47K ﹤0.01%
1,000
-1,000
-50% -$43.4K
DTYS
7009
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$47K ﹤0.01%
+1,430
New +$43.1K
WNR
7010
CALL
DELISTED
Western Refining Inc
WNR
$47K ﹤0.01%
1,100
-30,900
-97% -$1.11M
IGU
7011
DELISTED
PROSHARES TR ULTRA INVT GRADE CORP
IGU
$47K ﹤0.01%
889
-23
-3% -$1.2K
CG icon
7012
CALL
Carlyle Group
CG
$16.6B
$46K ﹤0.01%
1,300
-3,500
-73% -$110K
CGNX icon
7013
CALL
Cognex
CGNX
$10.9B
$46K ﹤0.01%
2,400
+1,200
+100% +$19.5K
CRMT icon
7014
America's Car Mart
CRMT
$26.6M
$46K ﹤0.01%
1,078
+789
+273% +$34.1K
FE icon
7015
PUT
FirstEnergy
FE
$28B
$46K ﹤0.01%
1,400
-3,500
-71% -$123K
INOD icon
7016
Innodata
INOD
$2.05B
$46K ﹤0.01%
19,009
+76
+0.4% +$185
ORRF icon
7017
Orrstown Financial Services
ORRF
$840M
$46K ﹤0.01%
2,833
+2,648
+1,431% +$44K
PINC
7018
DELISTED
Premier
PINC
$46K ﹤0.01%
+1,231
New +$40.6K
SAR icon
7019
Saratoga Investment
SAR
$312M
$46K ﹤0.01%
2,936
+577
+24% +$9.93K
PRTK
7020
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$46K ﹤0.01%
1,138
+119
+12% +$5.05K
ALR
7021
DELISTED
AlerisLife Inc
ALR
$46K ﹤0.01%
831
-553
-40% -$28K
HOS
7022
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$46K ﹤0.01%
930
-64,806
-99% -$3.44M
LHO
7023
CALL
DELISTED
LaSalle Hotel Properties
LHO
$46K ﹤0.01%
+1,500
New +$45.8K
C.WS.A
7024
DELISTED
Citigroup Inc
C.WS.A
$46K ﹤0.01%
70,969
+17,851
+34% +$11.8K
JNP
7025
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$46K ﹤0.01%
6,968
+1,580
+29% +$10.8K
279 280
281
282 283

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.