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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JJSF icon
7001
J&J Snack Foods
JJSF
$1.47B
$44K ﹤0.01%
540
-1,738
-76% -$139K
OMC icon
7002
CALL
Omnicom Group
OMC
$22.4B
$44K ﹤0.01%
700
-245,800
-100% -$15.7M
PEGA icon
7003
CALL
Pegasystems
PEGA
$5.22B
$44K ﹤0.01%
4,400
+1,600
+57% +$14.6K
QNST icon
7004
QuinStreet
QNST
$898M
$44K ﹤0.01%
4,666
+3,715
+391% +$34.1K
SANM icon
7005
PUT
Sanmina
SANM
$11.1B
$44K ﹤0.01%
2,500
-200
-7% -$3.27K
SAR icon
7006
Saratoga Investment
SAR
$322M
$44K ﹤0.01%
2,359
+1,335
+130% +$24.4K
TMF icon
7007
PUT
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
$2.18B
$44K ﹤0.01%
+360
New +$43.2K
ALSK
7008
CALL
DELISTED
Alaska Communications Systems
ALSK
$44K ﹤0.01%
17,100
-52,500
-75% -$142K
WG
7009
CALL
DELISTED
Willbros Group
WG
$44K ﹤0.01%
4,800
+2,500
+109% +$21K
GNCMA
7010
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$44K ﹤0.01%
4,664
-9,116
-66% -$83.8K
OME
7011
PUT
DELISTED
Omega Protein
OME
$44K ﹤0.01%
+4,300
New +$40.2K
EXAM
7012
CALL
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$44K ﹤0.01%
1,700
+1,300
+325% +$30.4K
KME
7013
DELISTED
SPDR SER TR S&P MTG FIN ETF
KME
$44K ﹤0.01%
+859
New +$44.2K
BRP
7014
DELISTED
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$44K ﹤0.01%
1,915
-267
-12% -$5.61K
CADX
7015
PUT
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
$44K ﹤0.01%
7,000
– –
TGX
7016
DELISTED
THERAGENICS CORP
TGX
$44K ﹤0.01%
20,364
+19,364
+1,936% +$41.3K
CTIC
7017
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$44K ﹤0.01%
2,735
+2,727
+34,088% +$31.6K
DKS icon
7018
CALL
Dick's Sporting Goods
DKS
$18B
$43K ﹤0.01%
800
-5,200
-87% -$262K
FORM icon
7019
CALL
FormFactor
FORM
$9.38B
$43K ﹤0.01%
6,200
+1,600
+35% +$10.9K
H icon
7020
PUT
Hyatt Hotels
H
$16.4B
$43K ﹤0.01%
1,000
– –
LFCR icon
7021
Lifecore Biomedical
LFCR
$163M
$43K ﹤0.01%
3,500
– –
LYG icon
7022
CALL
Lloyds Banking Group
LYG
$90.3B
$43K ﹤0.01%
9,000
-183,100
-95% -$825K
OMAB icon
7023
Grupo Aeroportuario Centro Norte
OMAB
$5.36B
$43K ﹤0.01%
1,619
-1,208
-43% -$33.1K
PALI icon
7024
Palisade Bio
PALI
$360M
– –
0
– –
PBA icon
7025
PUT
Pembina Pipeline
PBA
$28.1B
$43K ﹤0.01%
1,300
+100
+8% +$3.14K
279 280
281
282 283

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.