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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDT icon
6976
CALL
Liquidity Services
LQDT
$1.22B
$44K ﹤0.01%
+1,700
New +$41.3K
NTAP icon
6977
PUT
NetApp
NTAP
$35B
$44K ﹤0.01%
1,200
-66,400
-98% -$2.68M
RGP icon
6978
Resources Connection
RGP
$151M
$44K ﹤0.01%
3,146
-3,107
-50% -$43.8K
USL icon
6979
PUT
United States 12 Month Oil Fund,
USL
$45.1M
$44K ﹤0.01%
1,000
– –
VTHR icon
6980
Vanguard Russell 3000 ETF
VTHR
$4.67B
$44K ﹤0.01%
509
-3,169
-86% -$271K
PRSU
6981
Pursuit Attractions and Hospitality Inc
PRSU
$1.39B
$44K ﹤0.01%
1,854
-805
-30% -$19.8K
ANH
6982
PUT
DELISTED
Anworth Mortgage Asset Corporation
ANH
$44K ﹤0.01%
8,800
+2,500
+40% +$12.2K
QEP
6983
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$44K ﹤0.01%
1,500
-21,300
-93% -$640K
CROP
6984
DELISTED
IQ Global Agribusiness Small Cap ETF
CROP
$44K ﹤0.01%
1,649
+542
+49% +$14.4K
INTX
6985
DELISTED
Intersections, Inc.
INTX
$44K ﹤0.01%
7,446
+2,697
+57% +$18.7K
GST
6986
PUT
DELISTED
Gastar Exploration Inc.
GST
$44K ﹤0.01%
8,100
+7,500
+1,250% +$45.8K
FWM
6987
CALL
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$44K ﹤0.01%
5,800
+5,700
+5,700% +$58.6K
VSCP
6988
DELISTED
VIRTUALSCOPICS INC COM NEW
VSCP
$44K ﹤0.01%
10,643
+3,493
+49% +$12.7K
TRNX
6989
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$44K ﹤0.01%
2,075
-537
-21% -$10.4K
DFZ
6990
DELISTED
BARRY (R.G.) CORPORATION
DFZ
$44K ﹤0.01%
2,322
-339
-13% -$6.3K
AXEN
6991
DELISTED
ISHARES TR MSCI ACWI EX US ENERGY ETF
AXEN
$44K ﹤0.01%
834
+307
+58% +$15.9K
BAS
6992
CALL
DELISTED
Basis Energy Services, Inc.
BAS
$44K ﹤0.01%
3
– –
ANK
6993
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$44K ﹤0.01%
674
-80
-11% -$5.22K
AN icon
6994
PUT
AutoNation
AN
$7.11B
$43K ﹤0.01%
800
+700
+700% +$35.6K
ATHE
6995
CALL
Alterity Therapeutics
ATHE
$80.1M
$43K ﹤0.01%
258
+175
+211% +$96.7K
AX icon
6996
PUT
Axos Financial
AX
$5.77B
$43K ﹤0.01%
2,000
+1,600
+400% +$34.4K
FET icon
6997
Forum Energy Technologies
FET
$708M
$43K ﹤0.01%
69
+59
+590% +$32K
GEL icon
6998
CALL
Genesis Energy
GEL
$1.87B
$43K ﹤0.01%
800
-200
-20% -$10.8K
HOUS
6999
CALL
DELISTED
Anywhere Real Estate
HOUS
$43K ﹤0.01%
1,000
– –
MKC icon
7000
CALL
McCormick & Company Non-Voting
MKC
$13.7B
$43K ﹤0.01%
1,200
-1,800
-60% -$60.6K
278 279
280
281 282

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.