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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
676
Oaktree Specialty Lending
OCSL
$1.03B
$25.4M 0.02%
915,504
+176,848
+24% +$5.23M
TGP
677
DELISTED
Teekay LNG Partners L.P.
TGP
$25.4M 0.02%
593,565
+57,677
+11% +$2.37M
HAIN icon
678
Hain Celestial
HAIN
$47.8M
$25.2M 0.02%
556,230
+52,450
+10% +$2.17M
JAZZ icon
679
Jazz Pharmaceuticals
JAZZ
$15.9B
$25.2M 0.02%
199,432
-674
-0.3% -$69.7K
UAA icon
680
Under Armour
UAA
$3B
$25.2M 0.02%
1,163,911
+371,297
+47% +$7.55M
CCI icon
681
Crown Castle
CCI
$32.7B
$25.2M 0.02%
342,833
-70,392
-17% -$5.21M
JNJ icon
682
PUT
Johnson & Johnson
JNJ
$635B
$24.9M 0.02%
271,500
+22,100
+9% +$2.04M
PII icon
683
Polaris
PII
$4.15B
$24.9M 0.02%
170,631
+67,831
+66% +$9.08M
IGR
684
CBRE Global Real Estate Income Fund
IGR
$712M
$24.8M 0.02%
3,136,586
+340,227
+12% +$2.74M
MAT icon
685
Mattel
MAT
$4.17B
$24.7M 0.02%
519,754
+123,281
+31% +$5.49M
SHV icon
686
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$24.7M 0.02%
223,691
+41,246
+23% +$4.55M
ANDV
687
CALL
DELISTED
Andeavor
ANDV
$24.6M 0.02%
420,300
+218,000
+108% +$11.3M
PG icon
688
PUT
Procter & Gamble
PG
$343B
$24.4M 0.02%
299,285
+73,285
+32% +$5.97M
LEN icon
689
Lennar Class A
LEN
$20.4B
$24.4M 0.02%
646,907
+412,796
+176% +$13.9M
CBST
690
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$24.4M 0.02%
353,645
+155,572
+79% +$10.1M
STI
691
DELISTED
SunTrust Banks, Inc.
STI
$24.3M 0.02%
660,705
-10,523
-2% -$367K
SDOG icon
692
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$24.3M 0.02%
710,122
+94,141
+15% +$3.15M
EXXI
693
CALL
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$24.3M 0.02%
897,200
+859,200
+2,261% +$24.6M
GS icon
694
CALL
Goldman Sachs
GS
$313B
$24.1M 0.02%
136,000
+28,200
+26% +$4.65M
TBT icon
695
CALL
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
$24.1M 0.02%
304,000
-148,800
-33% -$11.4M
EWA icon
696
iShares MSCI Australia ETF
EWA
$1.34B
$24M 0.02%
986,226
+10,526
+1% +$269K
PNR icon
697
Pentair
PNR
$10.2B
$24M 0.02%
460,542
+44,253
+11% +$2.06M
SEE
698
DELISTED
Sealed Air
SEE
$23.9M 0.02%
701,287
+333,993
+91% +$10.2M
MCHP icon
699
Microchip Technology
MCHP
$42.8B
$23.9M 0.02%
1,066,876
-185,890
-15% -$3.9M
MGV icon
700
Vanguard Mega Cap Value ETF
MGV
$13.2B
$23.9M 0.02%
433,940
+47,253
+12% +$2.51M
26 27
28
29 30

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.