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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUNR icon
6951
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.2B
$49K ﹤0.01%
1,436
+800
+126% +$27.4K
HOUS
6952
CALL
DELISTED
Anywhere Real Estate
HOUS
$49K ﹤0.01%
1,000
+800
+400% +$36.2K
OMAB icon
6953
Grupo Aeroportuario Centro Norte
OMAB
$5.16B
$49K ﹤0.01%
1,832
+213
+13% +$5.8K
WPC icon
6954
PUT
W.P. Carey
WPC
$16.8B
$49K ﹤0.01%
817
-1,940
-70% -$122K
LDF
6955
DELISTED
Latin American Discovery Fund
LDF
$49K ﹤0.01%
3,744
+1,246
+50% +$17.1K
FNFG
6956
CALL
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$49K ﹤0.01%
+4,600
New +$49.9K
TRNX
6957
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$49K ﹤0.01%
2,612
+1,992
+321% +$37.6K
AUD
6958
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
$49K ﹤0.01%
554
-322
-37% -$29.6K
ZLC
6959
CALL
DELISTED
ZALE CORPORATION
ZLC
$49K ﹤0.01%
3,100
+3,000
+3,000% +$45.5K
HPOL
6960
DELISTED
HARRIS INTERACTIVE INC
HPOL
$49K ﹤0.01%
24,509
+21,218
+645% +$42K
AAWW
6961
CALL
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$49K ﹤0.01%
1,200
– –
DTUL
6962
DELISTED
iPath US Treasury 2-year Bull ETN
DTUL
$49K ﹤0.01%
850
– –
ETRM
6963
CALL
DELISTED
EnteroMedics Inc.
ETRM
$49K ﹤0.01%
23
+17
+283% +$27.4K
TCF
6964
CALL
DELISTED
TCF Financial Corporation
TCF
$49K ﹤0.01%
3,000
-11,900
-80% -$184K
AEF
6965
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$48K ﹤0.01%
4,460
+1,243
+39% +$14.9K
ASPS icon
6966
CALL
Altisource Portfolio Solutions
ASPS
$58.8M
$48K ﹤0.01%
38
– –
CMA
6967
CALL
DELISTED
Comerica
CMA
$48K ﹤0.01%
1,000
-22,400
-96% -$984K
E icon
6968
PUT
ENI
E
$80.5B
$48K ﹤0.01%
1,000
-200
-17% -$9.56K
MIDU icon
6969
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$68.7M
$48K ﹤0.01%
3,040
-11,720
-79% -$173K
MTRX icon
6970
Matrix Service
MTRX
$326M
$48K ﹤0.01%
1,974
-1,526
-44% -$32.6K
PLAB icon
6971
Photronics
PLAB
$1.79B
$48K ﹤0.01%
5,340
-372
-7% -$3.14K
PRDO icon
6972
CALL
Perdoceo Education
PRDO
$1.99B
$48K ﹤0.01%
8,500
-4,400
-34% -$19.5K
SANM icon
6973
PUT
Sanmina
SANM
$9.95B
$48K ﹤0.01%
2,900
+400
+16% +$6.43K
TMF icon
6974
PUT
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
$2.16B
$48K ﹤0.01%
440
+80
+22% +$9.36K
UPRO icon
6975
PUT
ProShares UltraPro S&P 500
UPRO
$5.23B
$48K ﹤0.01%
+6,000
New +$42.1K
277 278
279
280 281

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.