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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXX
6901
DELISTED
Alderon Iron Ore Corp
AXX
$48K ﹤0.01%
31,995
+31,139
+3,638% +$36.9K
OCR.PRA
6902
DELISTED
OMNICARE CAP TR I TR PFD INCM EQTY REDM SEC (PIERS)
OCR.PRA
$48K ﹤0.01%
709
– –
MEAS
6903
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
$48K ﹤0.01%
891
+801
+890% +$39.5K
STSI
6904
PUT
DELISTED
STAR SCIENTIFIC INC
STSI
$48K ﹤0.01%
25,300
-2,300
-8% -$4.36K
JFBI
6905
DELISTED
JEFFERSON BANCSHARES INC
JFBI
$48K ﹤0.01%
8,118
+434
+6% +$2.42K
FIEU
6906
DELISTED
FI Enhanced Europe 50 ETN
FIEU
$48K ﹤0.01%
+438
New +$47.5K
RSOL
6907
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$48K ﹤0.01%
+17,188
New +$38.9K
ARP
6908
CALL
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$48K ﹤0.01%
2,300
+2,100
+1,050% +$44.5K
ACCO icon
6909
Acco Brands
ACCO
$399M
$47K ﹤0.01%
7,107
-379
-5% -$2.6K
BRFS
6910
CALL
DELISTED
BRF SA
BRFS
$47K ﹤0.01%
1,900
-300
-14% -$6.89K
BVN icon
6911
CALL
Compañía de Minas Buenaventura
BVN
$7.74B
$47K ﹤0.01%
4,000
-300
-7% -$3.96K
ERIE icon
6912
Erie Indemnity
ERIE
$12.4B
$47K ﹤0.01%
+650
New +$50.1K
J icon
6913
PUT
Jacobs Solutions
J
$16.4B
$47K ﹤0.01%
967
+242
+33% +$11.8K
L icon
6914
PUT
Loews
L
$23.8B
$47K ﹤0.01%
1,000
+500
+100% +$23K
LAMR icon
6915
PUT
Lamar Advertising Co
LAMR
$16B
$47K ﹤0.01%
1,000
– –
MDGL icon
6916
CALL
Madrigal Pharmaceuticals
MDGL
$11.1B
$47K ﹤0.01%
211
+145
+220% +$30.8K
PTC icon
6917
PTC
PTC
$15.2B
$47K ﹤0.01%
1,654
-4,596
-74% -$125K
PVH icon
6918
PUT
PVH
PVH
$4.09B
$47K ﹤0.01%
+400
New +$51.3K
SPH icon
6919
CALL
Suburban Propane Partners
SPH
$1.25B
$47K ﹤0.01%
1,000
-100
-9% -$4.68K
TG icon
6920
PUT
Tredegar Corp
TG
$267M
$47K ﹤0.01%
1,800
-500
-22% -$13.1K
UXI icon
6921
ProShares Ultra Industrials
UXI
$33.2M
$47K ﹤0.01%
6,768
+5,244
+344% +$34.6K
SEEL
6922
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
MDCO
6923
PUT
DELISTED
Medicines Co
MDCO
$47K ﹤0.01%
1,400
-1,600
-53% -$51K
UQM
6924
DELISTED
UQM Technologies, Inc.
UQM
$47K ﹤0.01%
+25,738
New +$34.1K
TSRO
6925
DELISTED
TESARO, Inc.
TSRO
$47K ﹤0.01%
1,204
-696
-37% -$25.5K
275 276
277
278 279

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.