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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFG icon
6826
CALL
Principal Financial Group
PFG
$24.3B
$54K ﹤0.01%
1,100
+400
+57% +$19K
VICR icon
6827
PUT
Vicor
VICR
$9.56B
$54K ﹤0.01%
4,000
-2,000
-33% -$19.9K
ZSL icon
6828
CALL
ProShares UltraShort Silver
ZSL
$65.4M
$54K ﹤0.01%
+8
New +$51.9K
KAMN
6829
DELISTED
Kaman Corp
KAMN
$54K ﹤0.01%
1,343
-492
-27% -$18.8K
RPT.PRD
6830
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$54K ﹤0.01%
923
-54
-6% -$3.18K
BMTC
6831
DELISTED
Bryn Mawr Bank Corp
BMTC
$54K ﹤0.01%
1,793
+1,546
+626% +$43.8K
NPN
6832
DELISTED
Nuveen Pennsylvania Municipal Value Fund Common shares of beneficial interest
NPN
$54K ﹤0.01%
4,000
-674
-14% -$9.02K
MNI
6833
PUT
DELISTED
The McClatchy Company Class A Common Stock
MNI
$54K ﹤0.01%
1,600
-160
-9% -$4.86K
OWW
6834
PUT
DELISTED
ORBITZ WORLDWIDE, INC
OWW
$54K ﹤0.01%
7,500
+2,200
+42% +$17.2K
CSP
6835
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$54K ﹤0.01%
8,177
+3,169
+63% +$21.2K
GA
6836
PUT
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$54K ﹤0.01%
4,800
-3,600
-43% -$35.7K
QTWW
6837
PUT
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$54K ﹤0.01%
6,900
+5,500
+393% +$32.6K
MTL
6838
CALL
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$54K ﹤0.01%
10,600
-4,650
-30% -$25.5K
RPTP
6839
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$54K ﹤0.01%
4,194
+1,872
+81% +$25.8K
HTCH
6840
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$54K ﹤0.01%
16,834
+15,850
+1,611% +$52K
GNAT
6841
DELISTED
WISDOMTREE TR GLOBAL NATURAL RESOURCES FND (DE)
GNAT
$54K ﹤0.01%
2,467
+759
+44% +$16.2K
RPRX
6842
DELISTED
Repros Therapeutics Inc.
RPRX
$54K ﹤0.01%
+2,964
New +$56K
AGCO icon
6843
CALL
AGCO
AGCO
$7.15B
$53K ﹤0.01%
900
– –
BKE icon
6844
CALL
Buckle
BKE
$2.25B
$53K ﹤0.01%
1,024
+922
+904% +$45.6K
BURL icon
6845
Burlington
BURL
$23.2B
$53K ﹤0.01%
+1,646
New +$46K
HERZ
6846
Herzfeld Credit Income Fund
HERZ
$32.3M
$53K ﹤0.01%
841
-392
-32% -$26K
GEL icon
6847
CALL
Genesis Energy
GEL
$1.87B
$53K ﹤0.01%
1,000
-800
-44% -$40.5K
MORT icon
6848
VanEck Mortgage REIT Income ETF
MORT
$360M
$53K ﹤0.01%
2,375
-3,290
-58% -$76K
SLP icon
6849
Simulations Plus
SLP
$369M
$53K ﹤0.01%
10,331
+1,688
+20% +$8.55K
TCRT icon
6850
PUT
Alaunos Therapeutics
TCRT
$4.59M
$53K ﹤0.01%
81
+64
+376% +$38.1K
272 273
274
275 276

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.