We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEY.PRG
6751
DELISTED
KeyCorp Pfd
KEY.PRG
$54K ﹤0.01%
431
+104
+32% +$13.2K
BANF icon
6752
BancFirst
BANF
$3.84B
$53K ﹤0.01%
+1,966
New +$51.4K
BLDP
6753
PUT
Ballard Power Systems
BLDP
$805M
$53K ﹤0.01%
30,100
+20,000
+198% +$35.9K
BTI icon
6754
CALL
British American Tobacco
BTI
$128B
$53K ﹤0.01%
1,000
-1,200
-55% -$63.5K
CIVI
6755
PUT
DELISTED
Civitas Resources
CIVI
$53K ﹤0.01%
+10
New +$46.2K
HMC icon
6756
PUT
Honda
HMC
$39.9B
$53K ﹤0.01%
1,400
+200
+17% +$7.64K
LHX icon
6757
CALL
L3Harris
LHX
$53.2B
$53K ﹤0.01%
900
-700
-44% -$39K
FFNW
6758
DELISTED
First Financial Northwest, Inc
FFNW
$53K ﹤0.01%
5,084
+568
+13% +$6.08K
NM
6759
CALL
DELISTED
Navios Maritime Holdings Inc.
NM
$53K ﹤0.01%
750
-12,110
-94% -$753K
DBD
6760
PUT
DELISTED
Diebold Nixdorf Incorporated
DBD
$53K ﹤0.01%
1,800
-9,100
-83% -$285K
TA
6761
CALL
DELISTED
TravelCenters of America LLC
TA
$53K ﹤0.01%
1,360
+980
+258% +$44.9K
EUFX
6762
DELISTED
ProShares Short Euro
EUFX
$53K ﹤0.01%
1,461
+1,281
+712% +$47.8K
BSD
6763
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$53K ﹤0.01%
4,215
+1,000
+31% +$12.4K
MNI
6764
PUT
DELISTED
The McClatchy Company Class A Common Stock
MNI
$53K ﹤0.01%
+1,760
New +$52.4K
ISIL
6765
PUT
DELISTED
Intersil Corp
ISIL
$53K ﹤0.01%
4,700
+1,600
+52% +$16K
JAH
6766
CALL
DELISTED
JARDEN CORPORATION
JAH
$53K ﹤0.01%
1,650
-3,375
-67% -$104K
JMI
6767
CALL
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$53K ﹤0.01%
+4,500
New +$57.2K
REE
6768
CALL
DELISTED
RARE ELEMENT RES LTD
REE
$53K ﹤0.01%
19,900
-11,600
-37% -$25.8K
CYNI
6769
DELISTED
CYAN INC COM
CYNI
$53K ﹤0.01%
5,281
+2,431
+85% +$24.3K
SLXP
6770
PUT
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$53K ﹤0.01%
800
+600
+300% +$41.3K
PVD
6771
DELISTED
Admin Fondos Pensions
PVD
$53K ﹤0.01%
644
+84
+15% +$7.51K
JOSB
6772
CALL
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$53K ﹤0.01%
1,200
+600
+100% +$25.1K
FIRE
6773
CALL
DELISTED
SOURCEFIRE INC COM STK
FIRE
$53K ﹤0.01%
700
-1,200
-63% -$85.8K
VHS
6774
CALL
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
$53K ﹤0.01%
2,500
– –
BFY
6775
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$53K ﹤0.01%
4,090
-1,856
-31% -$24.2K
269 270
271
272 273

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.