U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$106B
AUM Growth
+$12.2B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,025
New
Increased
Reduced
Closed

Top Buys

1
+$1.76B
2
+$483M
3
+$405M
4
WYNN icon
Wynn Resorts
WYNN
+$334M
5
HRI icon
Herc Holdings
HRI
+$312M

Top Sells

1
+$808M
2
+$367M
3
+$307M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$294M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$242M

Sector Composition

1 Energy 10.64%
2 Financials 9.31%
3 Technology 8.08%
4 Healthcare 7.57%
5 Industrials 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXYN
6726
DELISTED
Dixie Group Inc
DXYN
– –
-27,213
BIMI
6727
DELISTED
BIMI International Medical Inc. Common Stock
BIMI
– –
-56
THMO
6728
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
-2
GENE
6729
DELISTED
Genetic Technologies Ltd.
GENE
– –
-100
GGE
6730
DELISTED
Green Giant Inc. Common Stock
GGE
– –
-541
EIGR
6731
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
0
PGTI
6732
DELISTED
PGT, Inc.
PGTI
– –
-3,370
DBGR
6733
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
$0 ﹤0.01%
+3
NETI
6734
DELISTED
Eneti Inc.
NETI
– –
-28
HCCI
6735
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
– –
-3,035
QDYN
6736
DELISTED
FlexShares Quality Dividend Dynamic Index Fund
QDYN
– –
-1,362
BNSO
6737
DELISTED
Bonso Electronic International
BNSO
– –
-863
SEAC
6738
DELISTED
Seachange International Inc
SEAC
– –
0
AUD
6739
DELISTED
Audacy, Inc.
AUD
– –
-1,092
QUMU
6740
DELISTED
Qumu Corp.
QUMU
– –
-1,464
AERI
6741
DELISTED
Aerie Pharmaceuticals
AERI
– –
-768
AMPE
6742
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
0
USAK
6743
DELISTED
USA Truck Inc
USAK
– –
-1,086
MENV
6744
DELISTED
AdvisorShares North Square McKee ESG Core Bond ETF
MENV
– –
-3,069
NPTN
6745
DELISTED
NEOPHOTONICS CORP
NPTN
– –
0
NSEC
6746
DELISTED
National Security Group Inc
NSEC
– –
-729
TREC
6747
DELISTED
Trecora Resources
TREC
– –
-11,200
BDR
6748
DELISTED
Blonder Tongue Laboratories Inc
BDR
– –
-500
HSTO
6749
DELISTED
Histogen Inc. Common Stock
HSTO
– –
0
TSC
6750
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-1,486
268 269
270
271 272