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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLRC icon
651
SLR Investment Corp
SLRC
$706M
$22.7M 0.02%
1,024,616
+138,896
+16% +$3.14M
DGX icon
652
Quest Diagnostics
DGX
$25.1B
$22.6M 0.02%
366,532
+102,904
+39% +$6.16M
ENOV icon
653
Enovis
ENOV
$1.56B
$22.6M 0.02%
232,812
+23,155
+11% +$2.13M
MS icon
654
PUT
Morgan Stanley
MS
$337B
$22.6M 0.02%
839,800
-160,100
-16% -$4.3M
IGR
655
CBRE Global Real Estate Income Fund
IGR
$712M
$22.6M 0.02%
2,796,359
-243,237
-8% -$2.03M
WMB icon
656
CALL
Williams Companies
WMB
$90.5B
$22.6M 0.02%
621,200
+449,200
+261% +$15.7M
RL icon
657
Ralph Lauren
RL
$22.2B
$22.5M 0.02%
136,850
+88,837
+185% +$15.4M
BOI
658
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$22.5M 0.02%
1,328,618
+452,506
+52% +$7.7M
CSCO icon
659
PUT
Cisco
CSCO
$450B
$22.4M 0.02%
957,400
-92,900
-9% -$2.31M
BUD icon
660
AB InBev
BUD
$158B
$22.4M 0.02%
225,849
-637
-0.3% -$60.7K
MRSH
661
Marsh
MRSH
$86.3B
$22.1M 0.02%
508,522
+136,735
+37% +$5.75M
NUAN
662
DELISTED
Nuance Communications, Inc.
NUAN
$22.1M 0.02%
1,368,663
-18,637,701
-93% -$308M
EDIV icon
663
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$22.1M 0.02%
548,403
+54,205
+11% +$2.14M
GE icon
664
PUT
GE Aerospace
GE
$367B
$22.1M 0.02%
192,908
-77,602
-29% -$8.9M
CPN
665
DELISTED
Calpine Corporation
CPN
$22M 0.02%
1,133,767
-238,420
-17% -$4.73M
ONIT
666
Onity Group
ONIT
$333M
$21.9M 0.02%
26,119
+11,565
+79% +$8.73M
AGU
667
PUT
DELISTED
Agrium
AGU
$21.8M 0.02%
259,300
+250,800
+2,951% +$22M
OKE icon
668
Oneok
OKE
$58.7B
$21.8M 0.02%
466,481
+145,057
+45% +$6.3M
STI
669
DELISTED
SunTrust Banks, Inc.
STI
$21.8M 0.02%
671,228
+311,524
+87% +$10.5M
PRF icon
670
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$21.7M 0.02%
1,440,505
+515,085
+56% +$7.77M
VDC icon
671
Vanguard Consumer Staples ETF
VDC
$7.86B
$21.7M 0.02%
209,178
+50,408
+32% +$5.3M
XBI icon
672
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$21.7M 0.02%
502,896
+44,904
+10% +$1.82M
JNJ icon
673
PUT
Johnson & Johnson
JNJ
$634B
$21.6M 0.02%
249,400
-22,800
-8% -$2.05M
RTH icon
674
VanEck Retail ETF
RTH
$248M
$21.5M 0.02%
387,875
-216
-0.1% -$11.8K
CPRI icon
675
Capri Holdings
CPRI
$1.77B
$21.5M 0.02%
287,942
+22,682
+9% +$1.58M
25 26
27
28 29

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.