U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$106B
AUM Growth
+$12.2B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,025
New
Increased
Reduced
Closed

Top Buys

1
+$1.76B
2
+$483M
3
+$405M
4
WYNN icon
Wynn Resorts
WYNN
+$334M
5
HRI icon
Herc Holdings
HRI
+$312M

Top Sells

1
+$808M
2
+$367M
3
+$307M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$294M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$242M

Sector Composition

1 Energy 10.64%
2 Financials 9.31%
3 Technology 8.08%
4 Healthcare 7.57%
5 Industrials 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEGA icon
6701
AdvisorShares STAR Global Buy-Write ETF
VEGA
$75.6M
– –
-368
VIXY icon
6702
ProShares VIX Short-Term Futures ETF
VIXY
$74.8M
– –
0
VXRT
6703
DELISTED
Vaxart
VXRT
– –
-7,657
WD icon
6704
Walker & Dunlop
WD
$2.17B
– –
-902
WEAT icon
6705
Teucrium Wheat Fund
WEAT
$595M
– –
-810
WINA icon
6706
Winmark
WINA
$1.54B
– –
-309
WIX icon
6707
WIX.com
WIX
$5.63B
– –
-400
WLDN icon
6708
Willdan Group
WLDN
$1.55B
– –
-999
WSR
6709
Whitestone REIT
WSR
$677M
– –
-4,323
WWR icon
6710
Westwater Resources
WWR
$124M
– –
0
XPL icon
6711
Solitario Resources
XPL
$57.7M
$0 ﹤0.01%
+116
XXII
6712
22nd Century Group
XXII
$7.34M
– –
0
ZEUS icon
6713
Olympic Steel
ZEUS
$458M
– –
-301
ZSL icon
6714
ProShares UltraShort Silver
ZSL
$9.39M
– –
-174
QCLS
6715
Q/C Technologies Inc
QCLS
$29.1M
– –
0
OMCC
6716
Old Market Capital Corp
OMCC
$33.7M
– –
-4,552
JCTC
6717
Jewett-Cameron Trading
JCTC
$7.25M
– –
-2,512
TACOU
6718
Berto Acquisition Corp Unit
TACOU
$258M
– –
-654
FFNW
6719
DELISTED
First Financial Northwest, Inc
FFNW
– –
0
ITCI
6720
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-1,842
AUMN
6721
DELISTED
Golden Minerals Company
AUMN
– –
-433
HAYN
6722
DELISTED
Haynes International, Inc.
HAYN
– –
-194
ITI
6723
DELISTED
Iteris, Inc.
ITI
– –
-1,159
SEEL
6724
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
HMNF
6725
DELISTED
HMN Financial Inc
HMNF
– –
-2,175
267 268
269
270 271