U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+16.36%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$106B
AUM Growth
+$12.2B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,025
New
Increased
Reduced
Closed

Top Buys

1
+$1.71B
2
+$435M
3
+$369M
4
WYNN icon
Wynn Resorts
WYNN
+$334M
5
HRI icon
Herc Holdings
HRI
+$313M

Top Sells

1
+$755M
2
+$344M
3
+$287M
4
AAPL icon
Apple
AAPL
+$281M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$242M

Sector Composition

1 Energy 10.64%
2 Technology 8.07%
3 Healthcare 7.57%
4 Financials 7.56%
5 Industrials 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USAK
6701
DELISTED
USA Truck Inc
USAK
– –
-1,086
MENV
6702
DELISTED
AdvisorShares North Square McKee ESG Core Bond ETF
MENV
– –
-3,069
NPTN
6703
DELISTED
NEOPHOTONICS CORP
NPTN
– –
0
NSEC
6704
DELISTED
National Security Group Inc
NSEC
– –
-729
TREC
6705
DELISTED
Trecora Resources
TREC
– –
-11,200
BDR
6706
DELISTED
Blonder Tongue Laboratories Inc
BDR
– –
-500
HSTO
6707
DELISTED
Histogen Inc. Common Stock
HSTO
– –
0
IRCP
6708
DELISTED
IRSA Propiedades Comerciales S.A.
IRCP
– –
-2,577
ATRS
6709
DELISTED
Antares Pharma, Inc.
ATRS
– –
0
ESBK
6710
DELISTED
Elmira Savings Bank Elmira NY
ESBK
– –
-96
MRLN
6711
DELISTED
Marlin Business Services Corp
MRLN
– –
-2,425
PCOM
6712
DELISTED
Points.com Inc. Common Shares
PCOM
– –
-5,679
ESXB
6713
DELISTED
Community Bankers Trust Corporation
ESXB
– –
-3,204
BOCH
6714
DELISTED
Bank of Commerce Holdings (CA)
BOCH
– –
-2,875
MFNC
6715
DELISTED
Mackinac Financial Corporation
MFNC
– –
-382
DFVS
6716
DELISTED
iPath US Treasury 5-year Bear ETN
DFVS
– –
-18
FPRX
6717
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-1,178
NGHC
6718
DELISTED
National General Holdings Corp
NGHC
– –
-36,050
MLPI
6719
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
– –
-83,017
SYUT
6720
DELISTED
Synutra International, Inc.
SYUT
– –
-20
HH
6721
DELISTED
Hooper Holmes Inc
HH
– –
-128
ZLTQ
6722
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
– –
0
MSBF
6723
DELISTED
MSB Financial Corp.
MSBF
$0 ﹤0.01%
51
-677
DSLV
6724
DELISTED
VelocitySharesTM 3x Inverse Silver ETN linked to the S&P GSCI Silver Inverse Index ER
DSLV
– –
-1,698
ZIV
6725
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
– –
-2,144
267 268
269
270 271