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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
6701
PUT
iShares TIPS Bond ETF
TIP
$14.5B
$56K ﹤0.01%
500
+200
+67% +$22.3K
AJRD
6702
CALL
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$56K ﹤0.01%
3,500
+900
+35% +$14.8K
TTM
6703
PUT
DELISTED
Tata Motors Limited
TTM
$56K ﹤0.01%
2,100
+1,400
+200% +$34.4K
FLAG
6704
DELISTED
FLAG-Forensic Accounting Long-Short ETF
FLAG
$56K ﹤0.01%
1,939
+1,564
+417% +$44.9K
JO
6705
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$56K ﹤0.01%
2,409
-73
-3% -$1.81K
WAC
6706
DELISTED
Walter Investment Mgt Corp
WAC
$56K ﹤0.01%
1,395
-2,254
-62% -$86.6K
ACAT
6707
DELISTED
Arctic Cat Inc
ACAT
$56K ﹤0.01%
965
+115
+14% +$6.25K
ITC
6708
CALL
DELISTED
ITC HOLDINGS CORP
ITC
$56K ﹤0.01%
+1,800
New +$54.7K
ESI
6709
CALL
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$56K ﹤0.01%
1,800
+300
+20% +$8.46K
SWI
6710
PUT
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$56K ﹤0.01%
1,600
+1,300
+433% +$50.8K
TEG
6711
PUT
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$56K ﹤0.01%
1,000
+200
+25% +$11.7K
SMA
6712
DELISTED
SYMMETRY MEDICAL INC
SMA
$56K ﹤0.01%
6,887
+5,801
+534% +$49.1K
BAK icon
6713
Braskem
BAK
$901M
$55K ﹤0.01%
3,426
+779
+29% +$11.9K
BYD icon
6714
Boyd Gaming
BYD
$6.13B
$55K ﹤0.01%
3,867
-5,993
-61% -$73.6K
COTY icon
6715
Coty
COTY
$2.49B
$55K ﹤0.01%
+3,388
New +$56.3K
E icon
6716
PUT
ENI
E
$76.5B
$55K ﹤0.01%
+1,200
New +$54K
EDC icon
6717
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$162M
$55K ﹤0.01%
519
-2,548
-83% -$255K
HP icon
6718
CALL
Helmerich & Payne
HP
$3.33B
$55K ﹤0.01%
800
-500
-38% -$33K
KG
6719
Kestrel Group
KG
$68.9M
$55K ﹤0.01%
235
+113
+93% +$28.1K
TDG icon
6720
PUT
TransDigm Group
TDG
$70.2B
$55K ﹤0.01%
+400
New +$56.9K
UTHR icon
6721
CALL
United Therapeutics
UTHR
$22B
$55K ﹤0.01%
700
+100
+17% +$7.31K
ATRS
6722
CALL
DELISTED
Antares Pharma, Inc.
ATRS
$55K ﹤0.01%
13,600
+8,600
+172% +$37.6K
PRXL
6723
CALL
DELISTED
Parexel International Corp
PRXL
$55K ﹤0.01%
1,100
+200
+22% +$9.79K
COWN
6724
DELISTED
Cowen Inc. Class A Common Stock
COWN
$55K ﹤0.01%
3,962
– –
MFRM
6725
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$55K ﹤0.01%
1,744
-1,379
-44% -$54.8K
267 268
269
270 271

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.