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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBB
6676
DELISTED
Barclays Bank PLC iPath GBP/USD Exchange Rate ETN
GBB
$57K ﹤0.01%
+1,333
New +$55.6K
AF
6677
CALL
DELISTED
Astoria Financial Corporation
AF
$57K ﹤0.01%
+4,600
New +$56.8K
CAB
6678
CALL
DELISTED
Cabela's Inc
CAB
$57K ﹤0.01%
900
-8,000
-90% -$534K
CSC
6679
CALL
DELISTED
Computer Sciences
CSC
$57K ﹤0.01%
2,610
-1,424
-35% -$30K
TVIZ
6680
DELISTED
VelocityShares Daily 2x VIX Medium Term ETN
TVIZ
$57K ﹤0.01%
229
+227
+11,350% +$62.7K
AFOP
6681
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$57K ﹤0.01%
+2,762
New +$47.8K
CRBQ
6682
DELISTED
Alps Etf Tr Global Commodity Equity ETF (DE)
CRBQ
$57K ﹤0.01%
1,350
-8,380
-86% -$348K
GWRU
6683
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$57K ﹤0.01%
450
+36
+9% +$4.47K
UKF
6684
DELISTED
PROSHARES ULTRA RUSSELL 1000 GROWTH
UKF
$57K ﹤0.01%
621
-419
-40% -$36.6K
EMMT
6685
DELISTED
ISHARES MSCI EMERGING MKTS MATERIALS ETF
EMMT
$57K ﹤0.01%
3,464
-640
-16% -$10.2K
HPAC
6686
DELISTED
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
$57K ﹤0.01%
5,596
– –
VVUS
6687
CALL
DELISTED
Vivus Inc
VVUS
$57K ﹤0.01%
610
+330
+118% +$41.2K
PLM
6688
DELISTED
PolyMet Mining Corp.
PLM
$57K ﹤0.01%
7,146
+758
+12% +$6.06K
MPO
6689
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$57K ﹤0.01%
1,109
+915
+472% +$48.7K
AZZ icon
6690
AZZ Inc
AZZ
$4.57B
$56K ﹤0.01%
1,324
-26
-2% -$1K
CCRN
6691
DELISTED
Cross Country Healthcare
CCRN
$56K ﹤0.01%
+9,285
New +$53.2K
CDW icon
6692
CDW
CDW
$17.9B
$56K ﹤0.01%
+2,431
New +$53.7K
DGII icon
6693
Digi International
DGII
$2.74B
$56K ﹤0.01%
5,587
+4,925
+744% +$48.1K
FSZ icon
6694
First Trust Switzerland AlphaDEX Fund
FSZ
$37.4M
$56K ﹤0.01%
1,474
+982
+200% +$36K
ITIC
6695
Investors Title Co
ITIC
$546M
$56K ﹤0.01%
748
+499
+200% +$36.7K
LEU icon
6696
Centrus Energy
LEU
$3.69B
$56K ﹤0.01%
480
+66
+16% +$9.34K
NGVC icon
6697
CALL
Vitamin Cottage Natural Grocers
NGVC
$736M
$56K ﹤0.01%
1,400
+1,000
+250% +$36.6K
NWPX icon
6698
NWPX Infrastructure Inc
NWPX
$1.2B
$56K ﹤0.01%
1,704
-1,122
-40% -$33.4K
PNFP icon
6699
Pinnacle Financial Partners Inc
PNFP
$16.2B
$56K ﹤0.01%
1,893
+1,633
+628% +$46.6K
SCHC icon
6700
Schwab International Small-Cap Equity ETF
SCHC
$5.59B
$56K ﹤0.01%
1,822
-16
-0.9% -$471
266 267
268
269 270

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.