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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TER icon
6626
PUT
Teradyne
TER
$62.2B
$59K ﹤0.01%
3,600
-3,700
-51% -$61.4K
UMDD icon
6627
ProShares UltraPro MidCap400
UMDD
$34.3M
$59K ﹤0.01%
+7,900
New +$56.2K
LTXB
6628
DELISTED
LegacyTexas Financial Group Inc
LTXB
$59K ﹤0.01%
2,864
+864
+43% +$18.1K
BID
6629
PUT
DELISTED
Sotheby's
BID
$59K ﹤0.01%
1,200
+400
+50% +$17.8K
ONCY
6630
PUT
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$59K ﹤0.01%
24,100
+23,100
+2,310% +$63.9K
CSRE
6631
DELISTED
CSR PLC SPON ADR (UK)
CSRE
$59K ﹤0.01%
1,782
-1,346
-43% -$45K
CFN
6632
PUT
DELISTED
CAREFUSION CORPORATION
CFN
$59K ﹤0.01%
1,600
+1,000
+167% +$37.3K
SDR
6633
CALL
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$59K ﹤0.01%
4,500
+2,200
+96% +$30.1K
JMBA
6634
DELISTED
Jamba, Inc.
JMBA
$59K ﹤0.01%
4,372
+1,976
+82% +$27.8K
SSRI
6635
CALL
DELISTED
Silver Standard Resources
SSRI
$59K ﹤0.01%
9,600
+5,500
+134% +$41.2K
SWFT
6636
PUT
DELISTED
Swift Transportation Company
SWFT
$59K ﹤0.01%
2,900
+2,700
+1,350% +$49.1K
ACCO icon
6637
CALL
Acco Brands
ACCO
$401M
$58K ﹤0.01%
8,700
-5,300
-38% -$36.3K
CCU icon
6638
Compañía de Cervecerías Unidas
CCU
$2.17B
$58K ﹤0.01%
2,180
+1,348
+162% +$37.4K
CIM
6639
PUT
Chimera Investment
CIM
$984M
$58K ﹤0.01%
1,273
-860
-40% -$38.2K
CRH icon
6640
CRH
CRH
$66.6B
$58K ﹤0.01%
2,390
+1,323
+124% +$29.2K
DBA icon
6641
PUT
Invesco DB Agriculture Fund
DBA
$1.23B
$58K ﹤0.01%
2,300
-2,600
-53% -$65.1K
EVX icon
6642
VanEck Environmental Services ETF
EVX
$101M
$58K ﹤0.01%
4,615
-7,230
-61% -$86.6K
EXP icon
6643
CALL
Eagle Materials
EXP
$6.69B
$58K ﹤0.01%
800
-600
-43% -$40.8K
FCBC icon
6644
First Community Bankshares
FCBC
$912M
$58K ﹤0.01%
3,535
+1,443
+69% +$23.1K
NMI icon
6645
Nuveen Municipal Income
NMI
$130M
$58K ﹤0.01%
5,775
– –
PNR icon
6646
PUT
Pentair
PNR
$11B
$58K ﹤0.01%
1,340
-2,978
-69% -$124K
SYNA icon
6647
CALL
Synaptics
SYNA
$3.98B
$58K ﹤0.01%
1,300
-700
-35% -$28.6K
VSH icon
6648
PUT
Vishay Intertechnology
VSH
$5.43B
$58K ﹤0.01%
4,500
+2,800
+165% +$38.2K
WTV icon
6649
WisdomTree US Value Fund
WTV
$3.35B
$58K ﹤0.01%
2,206
+170
+8% +$4.42K
TCP
6650
CALL
DELISTED
TC Pipelines LP
TCP
$58K ﹤0.01%
1,200
+100
+9% +$4.94K
264 265
266
267 268

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.