U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+16.36%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$106B
AUM Growth
+$12.2B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,025
New
Increased
Reduced
Closed

Top Buys

1
+$1.71B
2
+$435M
3
+$369M
4
WYNN icon
Wynn Resorts
WYNN
+$334M
5
HRI icon
Herc Holdings
HRI
+$313M

Top Sells

1
+$755M
2
+$344M
3
+$287M
4
AAPL icon
Apple
AAPL
+$281M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$242M

Sector Composition

1 Energy 10.64%
2 Technology 8.07%
3 Healthcare 7.57%
4 Financials 7.56%
5 Industrials 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMPE
6601
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
0
USAK
6602
DELISTED
USA Truck Inc
USAK
– –
-1,086
MENV
6603
DELISTED
AdvisorShares North Square McKee ESG Core Bond ETF
MENV
– –
-3,069
NPTN
6604
DELISTED
NEOPHOTONICS CORP
NPTN
– –
0
NSEC
6605
DELISTED
National Security Group Inc
NSEC
– –
-729
TREC
6606
DELISTED
Trecora Resources
TREC
– –
-11,200
BDR
6607
DELISTED
Blonder Tongue Laboratories Inc
BDR
– –
-500
HSTO
6608
DELISTED
Histogen Inc. Common Stock
HSTO
– –
0
IRCP
6609
DELISTED
IRSA Propiedades Comerciales S.A.
IRCP
– –
-2,577
ATRS
6610
DELISTED
Antares Pharma, Inc.
ATRS
– –
0
ESBK
6611
DELISTED
Elmira Savings Bank Elmira NY
ESBK
– –
-96
MRLN
6612
DELISTED
Marlin Business Services Corp
MRLN
– –
-2,425
PCOM
6613
DELISTED
Points.com Inc. Common Shares
PCOM
– –
-5,679
ESXB
6614
DELISTED
Community Bankers Trust Corporation
ESXB
– –
-3,204
BOCH
6615
DELISTED
Bank of Commerce Holdings (CA)
BOCH
– –
-2,875
MFNC
6616
DELISTED
Mackinac Financial Corporation
MFNC
– –
-382
DFVS
6617
DELISTED
iPath US Treasury 5-year Bear ETN
DFVS
– –
-18
FPRX
6618
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-1,178
NGHC
6619
DELISTED
National General Holdings Corp
NGHC
– –
-36,050
MLPI
6620
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
– –
-83,017
MSBF
6621
DELISTED
MSB Financial Corp.
MSBF
$0 ﹤0.01%
51
-677
DSLV
6622
DELISTED
VelocitySharesTM 3x Inverse Silver ETN linked to the S&P GSCI Silver Inverse Index ER
DSLV
– –
-1,698
ZIV
6623
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
– –
-2,144
WEBK
6624
DELISTED
Wellesley Bancorp, Inc.
WEBK
$0 ﹤0.01%
11
-748
SES
6625
DELISTED
Synthesis Energy Systems Inc.
SES
– –
-86
263 264
265
266 267