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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBL
6601
PUT
DELISTED
Noble Energy, Inc.
NBL
$60K ﹤0.01%
900
+200
+29% +$12.8K
MNTA
6602
PUT
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$60K ﹤0.01%
4,200
+200
+5% +$3.06K
LM
6603
PUT
DELISTED
Legg Mason, Inc.
LM
$60K ﹤0.01%
1,800
-1,700
-49% -$56.9K
HF
6604
CALL
DELISTED
HFF Inc.
HF
$60K ﹤0.01%
2,557
+2,131
+500% +$43.5K
CLD
6605
CALL
DELISTED
Cloud Peak Energy Inc
CLD
$60K ﹤0.01%
4,100
-2,900
-41% -$46.5K
AHGP
6606
PUT
DELISTED
Alliance Holdings GP
AHGP
$60K ﹤0.01%
+1,000
New +$62.2K
EXAR
6607
DELISTED
Exar Corporation
EXAR
$60K ﹤0.01%
4,467
+3,367
+306% +$42.8K
DWA
6608
CALL
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$60K ﹤0.01%
2,100
+100
+5% +$2.73K
REDF
6609
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$60K ﹤0.01%
26,656
– –
XLS
6610
CALL
DELISTED
EXELIS INC COM STK
XLS
$60K ﹤0.01%
4,070
+3,427
+533% +$48K
BPS
6611
DELISTED
BLACKROCK PENN STRT MNI TST
BPS
$60K ﹤0.01%
4,926
-3,809
-44% -$45.4K
SWS
6612
DELISTED
SWS GROUP INC
SWS
$60K ﹤0.01%
10,617
+3,337
+46% +$19.2K
ASP
6613
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$60K ﹤0.01%
6,124
+774
+14% +$7.59K
VRML
6614
DELISTED
Vermillion, Inc.
VRML
$60K ﹤0.01%
23,526
+6,698
+40% +$17.8K
WES
6615
CALL
DELISTED
Western Gas Partners Lp
WES
$60K ﹤0.01%
+1,000
New +$60.7K
AMX icon
6616
CALL
America Movil
AMX
$74.9B
$59K ﹤0.01%
3,000
-12,300
-80% -$253K
CENX icon
6617
CALL
Century Aluminum
CENX
$4.47B
$59K ﹤0.01%
7,300
+4,100
+128% +$36.3K
HUBG icon
6618
HUB Group
HUBG
$2.83B
$59K ﹤0.01%
2,992
-2,342
-44% -$44.5K
IBCP icon
6619
Independent Bank Corp
IBCP
$793M
$59K ﹤0.01%
5,860
+1,261
+27% +$10.7K
INSM icon
6620
Insmed
INSM
$21.3B
$59K ﹤0.01%
3,767
+767
+26% +$9.74K
JBL icon
6621
PUT
Jabil
JBL
$35.6B
$59K ﹤0.01%
2,700
-2,900
-52% -$66.1K
ODP
6622
CALL
DELISTED
ODP
ODP
$59K ﹤0.01%
1,220
-11,170
-90% -$481K
QCRH icon
6623
QCR Holdings
QCRH
$1.71B
$59K ﹤0.01%
3,758
-872
-19% -$13.8K
RGS icon
6624
CALL
Regis Corp
RGS
$68.7M
$59K ﹤0.01%
200
– –
TECL icon
6625
PUT
Direxion Daily Technology Bull 3x ETF
TECL
$6.12B
$59K ﹤0.01%
45,000
+10,000
+29% +$12.9K
263 264
265
266 267

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.