U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$106B
AUM Growth
+$12.2B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,025
New
Increased
Reduced
Closed

Top Buys

1
+$1.76B
2
+$483M
3
+$405M
4
WYNN icon
Wynn Resorts
WYNN
+$334M
5
HRI icon
Herc Holdings
HRI
+$312M

Top Sells

1
+$808M
2
+$367M
3
+$307M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$294M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$242M

Sector Composition

1 Energy 10.64%
2 Financials 9.31%
3 Technology 8.07%
4 Healthcare 7.57%
5 Industrials 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGTI
6576
DELISTED
PGT, Inc.
PGTI
– –
-3,370
DBGR
6577
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
$0 ﹤0.01%
+3
NETI
6578
DELISTED
Eneti Inc.
NETI
– –
-28
HCCI
6579
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
– –
-3,035
QDYN
6580
DELISTED
FlexShares Quality Dividend Dynamic Index Fund
QDYN
– –
-1,362
BNSO
6581
DELISTED
Bonso Electronic International
BNSO
– –
-863
MENV
6582
DELISTED
AdvisorShares North Square McKee ESG Core Bond ETF
MENV
– –
-3,069
NPTN
6583
DELISTED
NEOPHOTONICS CORP
NPTN
– –
0
NSEC
6584
DELISTED
National Security Group Inc
NSEC
– –
-729
TREC
6585
DELISTED
Trecora Resources
TREC
– –
-11,200
BDR
6586
DELISTED
Blonder Tongue Laboratories Inc
BDR
– –
-500
HSTO
6587
DELISTED
Histogen Inc. Common Stock
HSTO
– –
0
PCOM
6588
DELISTED
Points.com Inc. Common Shares
PCOM
– –
-5,679
ESXB
6589
DELISTED
Community Bankers Trust Corporation
ESXB
– –
-3,204
BOCH
6590
DELISTED
Bank of Commerce Holdings (CA)
BOCH
– –
-2,875
DFVS
6591
DELISTED
iPath US Treasury 5-year Bear ETN
DFVS
– –
-18
FPRX
6592
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-1,178
NGHC
6593
DELISTED
National General Holdings Corp
NGHC
– –
-36,050
MLPI
6594
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
– –
-83,017
DSLV
6595
DELISTED
VelocitySharesTM 3x Inverse Silver ETN linked to the S&P GSCI Silver Inverse Index ER
DSLV
– –
-1,698
ZIV
6596
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
– –
-2,144
WEBK
6597
DELISTED
Wellesley Bancorp, Inc.
WEBK
$0 ﹤0.01%
11
-748
SES
6598
DELISTED
Synthesis Energy Systems Inc.
SES
– –
-86
MICR
6599
DELISTED
Micron Solutions, Inc.
MICR
– –
-1,083
SUMR
6600
DELISTED
Summer Infant, Inc.
SUMR
– –
-235
262 263
264
265 266