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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PENN icon
6576
CALL
PENN Entertainment
PENN
$2.68B
$61K ﹤0.01%
4,865
– –
PFIG icon
6577
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$61K ﹤0.01%
2,448
+2,287
+1,420% +$56.7K
TWN
6578
Taiwan Fund
TWN
$512M
$61K ﹤0.01%
3,411
+1,451
+74% +$25.3K
EQC
6579
CALL
DELISTED
Equity Commonwealth
EQC
$61K ﹤0.01%
2,800
-500
-15% -$11.9K
HYLD
6580
DELISTED
High Yield ETF
HYLD
$61K ﹤0.01%
1,188
– –
SRGA
6581
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$61K ﹤0.01%
539
+66
+14% +$7.49K
DNI
6582
DELISTED
Dividend and Income Fund
DNI
$61K ﹤0.01%
4,246
+2,445
+136% +$38.6K
CPLA
6583
DELISTED
Capella Education Company
CPLA
$61K ﹤0.01%
1,077
-1,556
-59% -$80.3K
ZGNX
6584
DELISTED
Zogenix, Inc.
ZGNX
$61K ﹤0.01%
+4,141
New +$55.6K
TEG
6585
CALL
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$61K ﹤0.01%
1,100
– –
BXUB
6586
DELISTED
BARCLAYS LONG B LEVERGED S&P 500 TR ETN
BXUB
$61K ﹤0.01%
+425
New +$60.9K
AH
6587
PUT
DELISTED
Accretive Health
AH
$61K ﹤0.01%
6,700
+3,300
+97% +$32.8K
WRES
6588
DELISTED
WARREN RESOURCES INC
WRES
$61K ﹤0.01%
21,100
– –
FCGL
6589
PUT
DELISTED
DIREXION DAILY NATURAL GAS RELATED BULL 2X SHARES
FCGL
$61K ﹤0.01%
2,000
-1,500
-43% -$45.8K
DGRS icon
6590
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$417M
$60K ﹤0.01%
+2,302
New +$58.4K
ERIC icon
6591
CALL
Ericsson
ERIC
$33.7B
$60K ﹤0.01%
4,500
-5,200
-54% -$64.5K
GAM
6592
General American Investors Company
GAM
$1.59B
$60K ﹤0.01%
1,763
+1,643
+1,369% +$54.9K
GOVT icon
6593
iShares US Treasury Bond ETF
GOVT
$43.6B
$60K ﹤0.01%
+2,439
New +$59.6K
SMTC icon
6594
Semtech
SMTC
$12B
$60K ﹤0.01%
1,975
-1,899
-49% -$59.8K
SRE icon
6595
PUT
Sempra
SRE
$56.6B
$60K ﹤0.01%
1,400
– –
UBR icon
6596
ProShares Ultra MSCI Brazil Capped
UBR
$3.91M
$60K ﹤0.01%
+387
New +$51.7K
UEIC icon
6597
Universal Electronics
UEIC
$60.6M
$60K ﹤0.01%
1,655
+1,355
+452% +$42.7K
XIN
6598
CALL
DELISTED
Xinyuan Real Estate
XIN
$60K ﹤0.01%
1,000
-1,130
-53% -$61K
AAIC
6599
DELISTED
Arlington Asset Investment Corp.
AAIC
$60K ﹤0.01%
2,487
-17,076
-87% -$425K
USCR
6600
DELISTED
U S Concrete, Inc.
USCR
$60K ﹤0.01%
3,000
– –
262 263
264
265 266

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.