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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAI icon
6526
Kadant
KAI
$3.95B
$63K ﹤0.01%
1,867
+928
+99% +$30.5K
KBWP icon
6527
Invesco KBW Property & Casualty Insurance ETF
KBWP
$273M
$63K ﹤0.01%
1,734
+937
+118% +$33.6K
LRN icon
6528
Stride
LRN
$3.42B
$63K ﹤0.01%
2,034
+1,561
+330% +$50K
MAIN icon
6529
CALL
Main Street Capital
MAIN
$5.31B
$63K ﹤0.01%
2,100
-3,900
-65% -$116K
NMT icon
6530
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
$63K ﹤0.01%
4,928
+3,825
+347% +$50.7K
TRN icon
6531
PUT
Trinity Industries
TRN
$2.55B
$63K ﹤0.01%
3,889
-50,838
-93% -$751K
UNL icon
6532
United States 12 Month Natural Gas Fund
UNL
$13.3M
$63K ﹤0.01%
3,730
-1,095
-23% -$18.9K
SVVC
6533
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$63K ﹤0.01%
2,556
-1,382
-35% -$30.7K
LDL
6534
DELISTED
Lydall, Inc.
LDL
$63K ﹤0.01%
3,678
+3,159
+609% +$50.4K
NPN
6535
DELISTED
Nuveen Pennsylvania Municipal Value Fund Common shares of beneficial interest
NPN
$63K ﹤0.01%
4,674
+3,861
+475% +$53.6K
DZSI
6536
DELISTED
DZS Inc. Common Stock
DZSI
$63K ﹤0.01%
3,977
+3,771
+1,831% +$47.2K
AKRX
6537
DELISTED
Akorn Inc
AKRX
$63K ﹤0.01%
3,220
-40,731
-93% -$659K
IPCC
6538
DELISTED
Infinity Property & Casualty C
IPCC
$63K ﹤0.01%
974
-248
-20% -$15.7K
LLTC
6539
PUT
DELISTED
Linear Technology Corp
LLTC
$63K ﹤0.01%
1,600
-400
-20% -$15.8K
ZQK
6540
CALL
DELISTED
QUICKSILVER,INC.
ZQK
$63K ﹤0.01%
9,000
-7,800
-46% -$48.7K
FCHI
6541
DELISTED
ISHARES FTSE CHINA ETF
FCHI
$63K ﹤0.01%
1,344
-911
-40% -$41K
GTI
6542
PUT
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$63K ﹤0.01%
7,500
-26,800
-78% -$208K
PAL
6543
PUT
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$63K ﹤0.01%
66,100
-20,500
-24% -$22K
DVR
6544
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$63K ﹤0.01%
30,852
+22,548
+272% +$46.7K
OPEN
6545
CALL
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
$63K ﹤0.01%
900
-1,500
-63% -$105K
STP
6546
PUT
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
$63K ﹤0.01%
37,200
+7,000
+23% +$8.68K
PFSW
6547
DELISTED
PFSweb, Inc.
PFSW
$63K ﹤0.01%
10,467
-1,494
-12% -$6.99K
DGI
6548
PUT
DELISTED
DigitalGlobe Inc.
DGI
$63K ﹤0.01%
2,000
-159,100
-99% -$5.1M
ARAY icon
6549
CALL
Accuray
ARAY
$37.2M
$62K ﹤0.01%
8,400
+6,200
+282% +$39.2K
ARCB icon
6550
CALL
ArcBest
ARCB
$3.23B
$62K ﹤0.01%
2,400
+2,100
+700% +$50.3K
260 261
262
263 264

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.