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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGR
6501
DELISTED
ISHARES TARGET DATE RETIREMENT INCOME ETF
TGR
$65K ﹤0.01%
2,009
+796
+66% +$25.6K
OFF
6502
DELISTED
UBS AG LONDON BRHETRACS FISHER-GARTMAN RISK (UK)
OFF
$65K ﹤0.01%
3,410
-300
-8% -$5.72K
BEAT
6503
PUT
DELISTED
BioTelemetry, Inc.
BEAT
$65K ﹤0.01%
+6,600
New +$51.9K
TYNS
6504
DELISTED
Direxion Daily 7-10 Year Treasury Bear 1X Shares
TYNS
$65K ﹤0.01%
1,940
-1,877
-49% -$64.1K
ALDW
6505
PUT
DELISTED
Alon USA Partners LP
ALDW
$65K ﹤0.01%
5,300
+2,800
+112% +$49.8K
DSS icon
6506
DSS Inc
DSS
$5.43M
$64K ﹤0.01%
25
+6
+32% +$19.9K
DXD icon
6507
PUT
ProShares UltraShort Dow 30
DXD
$38.1M
$64K ﹤0.01%
95
+70
+280% +$46.6K
EPM icon
6508
CALL
Evolution Petroleum
EPM
$127M
$64K ﹤0.01%
5,700
+2,500
+78% +$28.9K
EVR icon
6509
CALL
Evercore
EVR
$12.4B
$64K ﹤0.01%
1,300
+900
+225% +$41.4K
EXTR icon
6510
Extreme Networks
EXTR
$4.23B
$64K ﹤0.01%
12,146
+2,277
+23% +$9.27K
KOPN icon
6511
Kopin
KOPN
$769M
$64K ﹤0.01%
15,967
+7,110
+80% +$25.8K
SPTS icon
6512
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$64K ﹤0.01%
2,136
+888
+71% +$26.6K
THO icon
6513
PUT
Thor Industries
THO
$4.16B
$64K ﹤0.01%
+1,100
New +$58.3K
LHCG
6514
DELISTED
LHC Group LLC
LHCG
$64K ﹤0.01%
2,712
-868
-24% -$19.9K
SYNC
6515
DELISTED
Synacor, Inc.
SYNC
$64K ﹤0.01%
24,910
-2,714
-10% -$7.91K
STPP
6516
DELISTED
iPath US Treasury Steepener ETN
STPP
$64K ﹤0.01%
1,609
+1,352
+526% +$54.8K
SHOS
6517
PUT
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$64K ﹤0.01%
+2,000
New +$77K
FBR
6518
DELISTED
Fibria Celulose Sa
FBR
$64K ﹤0.01%
5,512
+5,375
+3,923% +$62K
NSPH
6519
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$64K ﹤0.01%
1,600
+450
+39% +$22.4K
RNF
6520
PUT
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$64K ﹤0.01%
2,600
-14,200
-85% -$398K
ACTV
6521
DELISTED
Active Network Inc
ACTV
$64K ﹤0.01%
4,465
-35,007
-89% -$337K
IRE
6522
CALL
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
$64K ﹤0.01%
+5,700
New +$59.8K
DXPE icon
6523
PUT
DXP Enterprises
DXPE
$2.65B
$63K ﹤0.01%
+800
New +$56.5K
EEV icon
6524
ProShares Trust UltraShort MSCI Emerging Markets
EEV
$2.41M
$63K ﹤0.01%
283
+262
+1,248% +$63.2K
FORTY
6525
Formula Systems
FORTY
$1.67B
$63K ﹤0.01%
2,528
+222
+10% +$5.27K
259 260
261
262 263

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.