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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRE
6476
CALL
DELISTED
BRE PROPERTIES INC CL A
BRE
$66K ﹤0.01%
1,300
-300
-19% -$15.1K
NXM
6477
DELISTED
NUVEEN PENNSYLVANIA DIV ADV
NXM
$66K ﹤0.01%
5,418
+3,615
+200% +$44.5K
SLTM
6478
DELISTED
SOLTA MED INC (DE)
SLTM
$66K ﹤0.01%
32,000
– –
STEI
6479
CALL
DELISTED
STEWART ENTERPRISES INC CL-A
STEI
$66K ﹤0.01%
5,000
-128,600
-96% -$1.69M
BOH icon
6480
PUT
Bank of Hawaii
BOH
$3.19B
$65K ﹤0.01%
1,200
-400
-25% -$21.6K
DCI icon
6481
CALL
Donaldson
DCI
$11.4B
$65K ﹤0.01%
1,700
+1,200
+240% +$44.4K
FBIZ icon
6482
First Business Financial Services
FBIZ
$602M
$65K ﹤0.01%
3,982
+2,678
+205% +$43.4K
FSS icon
6483
Federal Signal
FSS
$8.09B
$65K ﹤0.01%
5,092
-1,947
-28% -$21.4K
GPC icon
6484
CALL
Genuine Parts
GPC
$18.3B
$65K ﹤0.01%
800
-2,100
-72% -$170K
ISTB icon
6485
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$65K ﹤0.01%
1,296
+112
+9% +$5.59K
LGND icon
6486
PUT
Ligand Pharmaceuticals
LGND
$6.03B
$65K ﹤0.01%
2,405
-320
-12% -$9K
LNN icon
6487
PUT
Lindsay Corp
LNN
$1.2B
$65K ﹤0.01%
800
+400
+100% +$31.3K
MRCY icon
6488
Mercury Systems
MRCY
$6.77B
$65K ﹤0.01%
6,478
+5,415
+509% +$51.4K
NQP
6489
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$65K ﹤0.01%
5,086
-2,605
-34% -$33K
SPTM icon
6490
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
$65K ﹤0.01%
3,066
+486
+19% +$10.2K
SVC
6491
PUT
Service Properties Trust
SVC
$1.03B
$65K ﹤0.01%
+463
New +$64.1K
SVM
6492
PUT
Silvercorp Metals
SVM
$2.26B
$65K ﹤0.01%
19,900
+5,300
+36% +$17.3K
TTEK icon
6493
CALL
Tetra Tech
TTEK
$8.97B
$65K ﹤0.01%
+12,500
New +$59.9K
TEN
6494
Tsakos Energy Navigation Ltd
TEN
$1.17B
$65K ﹤0.01%
2,508
+1,519
+154% +$37.7K
SPPI
6495
CALL
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$65K ﹤0.01%
7,800
-48,000
-86% -$389K
LCI
6496
DELISTED
Lannett Company, Inc.
LCI
$65K ﹤0.01%
751
-128
-15% -$7.48K
PGNX
6497
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$65K ﹤0.01%
12,828
+11,078
+633% +$60.1K
AFFX
6498
DELISTED
Affymetrix Inc
AFFX
$65K ﹤0.01%
10,499
-57,491
-85% -$297K
VOLC
6499
CALL
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$65K ﹤0.01%
2,700
+2,400
+800% +$51.1K
BNNY
6500
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$65K ﹤0.01%
1,330
+313
+31% +$14K
258 259
260
261 262

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.