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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SH icon
626
ProShares Short S&P500
SH
$887M
$28.2M 0.03%
139,712
-156,362
-53% -$33.2M
ORLY icon
627
O'Reilly Automotive
ORLY
$72.4B
$28.1M 0.03%
3,277,980
-149,670
-4% -$1.26M
CHK
628
PUT
DELISTED
Chesapeake Energy Corporation
CHK
$28M 0.03%
5,456
-622
-10% -$3.16M
LNKD
629
PUT
DELISTED
LinkedIn Corporation
LNKD
$28M 0.03%
129,100
+106,300
+466% +$24.2M
FTA icon
630
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$28M 0.03%
695,963
+164,463
+31% +$6.38M
INTC icon
631
PUT
Intel
INTC
$466B
$28M 0.03%
1,077,300
-225,100
-17% -$5.44M
CAT icon
632
CALL
Caterpillar
CAT
$409B
$28M 0.03%
307,850
+180,770
+142% +$15.4M
SLV icon
633
iShares Silver Trust
SLV
$28.1B
$27.5M 0.03%
1,470,970
-72,563
-5% -$1.46M
DVN icon
634
CALL
Devon Energy
DVN
$51.9B
$27.5M 0.03%
444,200
+118,200
+36% +$7.25M
ANF icon
635
PUT
Abercrombie & Fitch
ANF
$4.17B
$27.3M 0.03%
830,600
+574,800
+225% +$19.8M
IYR icon
636
PUT
iShares US Real Estate ETF
IYR
$4.59B
$27.3M 0.03%
432,800
-1,908,200
-82% -$123M
AXLL
637
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$27.2M 0.03%
574,239
+115,725
+25% +$4.98M
UTF icon
638
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$27.1M 0.03%
1,316,267
+97,521
+8% +$1.96M
GRA
639
CALL
DELISTED
W.R. Grace & Co.
GRA
$26.9M 0.03%
271,600
+85,300
+46% +$7.94M
FXO icon
640
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$26.8M 0.03%
1,234,293
+735,364
+147% +$15.3M
FVD icon
641
First Trust Value Line Dividend Fund
FVD
$8.29B
$26.8M 0.03%
1,250,149
+116,315
+10% +$2.43M
IWB icon
642
iShares Russell 1000 ETF
IWB
$47.7B
$26.8M 0.03%
259,291
+6,311
+2% +$624K
LVS icon
643
PUT
Las Vegas Sands
LVS
$30.5B
$26.7M 0.03%
338,500
+117,200
+53% +$8.44M
TWC
644
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$26.7M 0.03%
196,957
-140,501
-42% -$17.5M
NSH
645
DELISTED
NuStar GP Holdings LLC
NSH
$26.6M 0.02%
948,373
+155,390
+20% +$4.1M
AVGO icon
646
Broadcom
AVGO
$1.82T
$26.6M 0.02%
5,035,210
-295,480
-6% -$1.36M
SCZ icon
647
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$26.6M 0.02%
522,256
+324,684
+164% +$16.1M
TEL icon
648
TE Connectivity
TEL
$58.8B
$26.5M 0.02%
480,061
+96,161
+25% +$5.06M
PM icon
649
CALL
Philip Morris
PM
$301B
$26.4M 0.02%
303,300
+35,200
+13% +$3.07M
MDVN
650
DELISTED
MEDIVATION, INC.
MDVN
$26.4M 0.02%
828,056
+312,248
+61% +$9.43M
24 25
26
27 28

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.