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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROW icon
626
T. Rowe Price
TROW
$25B
$24.2M 0.02%
336,859
+116,576
+53% +$8.63M
WFT
627
DELISTED
Weatherford International plc
WFT
$24.2M 0.02%
1,577,843
-50,772
-3% -$745K
UTF icon
628
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$24.1M 0.02%
1,218,746
+71,515
+6% +$1.38M
BIK
629
DELISTED
SPDR S&P BRIC 40 ETF
BIK
$24M 0.02%
1,028,867
+80,339
+8% +$1.77M
PGF icon
630
Invesco Financial Preferred ETF
PGF
$676M
$23.9M 0.02%
1,393,790
-326,590
-19% -$5.67M
IWB icon
631
iShares Russell 1000 ETF
IWB
$47.7B
$23.8M 0.02%
252,980
-32,268
-11% -$3.02M
SDIV icon
632
Global X SuperDividend ETF
SDIV
$1.21B
$23.8M 0.02%
346,342
+34,858
+11% +$2.33M
FTR
633
DELISTED
Frontier Communications Corp.
FTR
$23.8M 0.02%
379,061
+199,145
+111% +$13M
VIS icon
634
Vanguard Industrials ETF
VIS
$8.23B
$23.7M 0.02%
265,500
+28,828
+12% +$2.5M
IVZ icon
635
Invesco
IVZ
$13.3B
$23.7M 0.02%
743,820
+216,798
+41% +$6.92M
CE icon
636
Celanese
CE
$5.09B
$23.6M 0.02%
447,805
+135,682
+43% +$6.65M
TGP
637
DELISTED
Teekay LNG Partners L.P.
TGP
$23.6M 0.02%
535,888
-38,473
-7% -$1.65M
CAT icon
638
PUT
Caterpillar
CAT
$409B
$23.6M 0.02%
283,000
+22,200
+9% +$1.88M
ADSK icon
639
Autodesk
ADSK
$44.3B
$23.4M 0.02%
569,361
+409,625
+256% +$15.1M
COL
640
DELISTED
Rockwell Collins
COL
$23.4M 0.02%
344,098
+35,836
+12% +$2.53M
EWJ icon
641
PUT
iShares MSCI Japan ETF
EWJ
$21.7B
$23.3M 0.02%
488,825
-465,000
-49% -$21.5M
PM icon
642
CALL
Philip Morris
PM
$301B
$23.2M 0.02%
268,100
+33,400
+14% +$2.92M
AA icon
643
Alcoa
AA
$11.7B
$23.2M 0.02%
1,188,797
+228,872
+24% +$4.43M
KBH icon
644
KB Home
KBH
$3.48B
$23.1M 0.02%
1,282,137
+186,074
+17% +$3.26M
XLV icon
645
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$23.1M 0.02%
456,700
-184,000
-29% -$9.25M
AVGO icon
646
Broadcom
AVGO
$1.82T
$23M 0.02%
5,330,690
+291,170
+6% +$1.12M
X
647
PUT
DELISTED
US Steel
X
$22.9M 0.02%
1,111,300
-275,700
-20% -$5.19M
OCSL icon
648
Oaktree Specialty Lending
OCSL
$1.03B
$22.8M 0.02%
738,656
+87,995
+14% +$2.8M
CPB icon
649
Campbell Soup
CPB
$6.51B
$22.8M 0.02%
559,126
+9,337
+2% +$419K
FVD icon
650
First Trust Value Line Dividend Fund
FVD
$8.29B
$22.7M 0.02%
1,133,834
+415,010
+58% +$8.37M
24 25
26
27 28

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.