We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOA
6426
North American Construction
NOA
$366M
$68K ﹤0.01%
12,438
+5,053
+68% +$25.3K
NTGR icon
6427
PUT
NETGEAR
NTGR
$659M
$68K ﹤0.01%
2,200
-500
-19% -$15.4K
PGR icon
6428
CALL
Progressive
PGR
$123B
$68K ﹤0.01%
2,500
+1,600
+178% +$41.5K
PRTA icon
6429
Prothena Corp
PRTA
$444M
$68K ﹤0.01%
3,369
+611
+22% +$10.8K
PZG icon
6430
CALL
Paramount Gold Nevada
PZG
$104M
$68K ﹤0.01%
52,700
-127,800
-71% -$177K
RBCAA icon
6431
Republic Bancorp
RBCAA
$1.97B
$68K ﹤0.01%
2,471
-1,392
-36% -$37.3K
UPGD icon
6432
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$68K ﹤0.01%
2,212
+1,453
+191% +$43.3K
MNTA
6433
CALL
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$68K ﹤0.01%
4,700
+1,600
+52% +$24.5K
ISL
6434
DELISTED
Aberdeen Israel Fund
ISL
$68K ﹤0.01%
4,400
-2,790
-39% -$42K
BRCD
6435
PUT
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$68K ﹤0.01%
8,400
+500
+6% +$3.58K
WSTL
6436
DELISTED
Westell Technologies Inc
WSTL
$68K ﹤0.01%
5,038
+4,308
+590% +$50.3K
RCPT
6437
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
$68K ﹤0.01%
+2,609
New +$50.2K
MILL
6438
CALL
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$68K ﹤0.01%
9,300
+3,400
+58% +$18.9K
WHX
6439
CALL
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$68K ﹤0.01%
15,000
+6,500
+76% +$29.5K
TQNT
6440
CALL
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$68K ﹤0.01%
8,400
-300
-3% -$2.29K
CXH
6441
DELISTED
MFS Investment Grade Municipal Trust
CXH
$67K ﹤0.01%
7,684
-1,070
-12% -$9.3K
DHT icon
6442
DHT Holdings
DHT
$2.92B
$67K ﹤0.01%
15,245
-377
-2% -$1.63K
EIG icon
6443
Employers Holdings
EIG
$911M
$67K ﹤0.01%
2,255
-755
-25% -$20.6K
ERX icon
6444
CALL
Direxion Daily Energy Bull 2X ETF
ERX
$225M
$67K ﹤0.01%
90
+10
+13% +$7.25K
FGB
6445
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$67K ﹤0.01%
8,210
-4,651
-36% -$38.6K
HHH icon
6446
CALL
Howard Hughes
HHH
$3.91B
$67K ﹤0.01%
629
+314
+100% +$32.8K
NRT
6447
North European Oil Royalty Trust
NRT
$81.4M
$67K ﹤0.01%
3,056
-2,045
-40% -$49.7K
OLN icon
6448
CALL
Olin
OLN
$2.17B
$67K ﹤0.01%
2,900
-16,400
-85% -$388K
SIL icon
6449
CALL
Global X Silver Miners ETF NEW
SIL
$4.22B
$67K ﹤0.01%
1,700
– –
WERN icon
6450
Werner Enterprises
WERN
$2.3B
$67K ﹤0.01%
2,877
+2,777
+2,777% +$66.4K
256 257
258
259 260

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.